Compliance Analyst jobs in United States
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US Tech Solutions · 7 hours ago

Compliance Analyst

US Tech Solutions is seeking a Business Risk Product Specialist to support compliance with international cross-border and jurisdictional rules. This role involves assessing client eligibility for investment products and ensuring adherence to regulatory requirements and company policies.

Information Technology
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Growth Opportunities
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H1B Sponsor Likelynote
Hiring Manager
Divya Sree Cherka
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Responsibilities

Assess client eligibility for purchasing specific investment products offered within IWM, including alternative investments, structured products, and syndicate offerings
Review client documentation required according to client type, product and jurisdictional/regulatory requirements
Ensure timely responses to trade requests
Interact with the field to clearly communicate client eligibility criteria and applicable product restrictions

Qualification

Regulatory complianceFinancial services experienceMiFID II familiarityAIFMD familiarityAnalytical skillsAttention to detailCommunication skills

Required

4+ years of experience in financial services
BS/BA degree required
Prior experience in product, risk and regulatory compliance functions
High attention to detail with the ability to meet strict daily deadlines
Excellent analytical and communication skills with the ability to articulate business, technical, and operational concepts to key stakeholders

Preferred

Advanced degrees a plus
Familiarity with MiFID II, PRIIPs, AIFMD and Reg S a plus

Company

US Tech Solutions

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US Tech Solutions counted among the largest yet the fastest growing staffing firm; all achieved organically.

H1B Sponsorship

US Tech Solutions has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (4)
2024 (9)
2023 (13)
2022 (24)
2021 (18)
2020 (14)

Funding

Current Stage
Late Stage

Leadership Team

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Manoj Agarwal
Chief Executive Officer
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Company data provided by crunchbase