US Tech Solutions · 9 hours ago
Compliance Analyst
US Tech Solutions is seeking a Business Risk Product Specialist to support compliance with international cross-border and jurisdictional rules. This role involves assessing client eligibility for investment products and ensuring adherence to regulatory requirements and company policies.
Responsibilities
Assess client eligibility for purchasing specific investment products offered within IWM, including alternative investments, structured products, and syndicate offerings
Review client documentation required according to client type, product and jurisdictional/regulatory requirements
Ensure timely responses to trade requests
Interact with the field to clearly communicate client eligibility criteria and applicable product restrictions
Qualification
Required
4+ years of experience in financial services
BS/BA degree required
Prior experience in product, risk and regulatory compliance functions
High attention to detail with the ability to meet strict daily deadlines
Excellent analytical and communication skills with the ability to articulate business, technical, and operational concepts to key stakeholders
Preferred
Advanced degrees a plus
Familiarity with MiFID II, PRIIPs, AIFMD and Reg S a plus
Company
US Tech Solutions
US Tech Solutions counted among the largest yet the fastest growing staffing firm; all achieved organically.
H1B Sponsorship
US Tech Solutions has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (4)
2024 (9)
2023 (13)
2022 (24)
2021 (18)
2020 (14)
Funding
Current Stage
Late StageRecent News
Kelly Services, Inc.
2025-05-17
GlobeNewswire News Room
2024-12-13
Company data provided by crunchbase