Integrity · 5 hours ago
Regulatory Analyst and Investigator, Life & Annuities
Dallas, TX
Full-time
Onsite
Senior Level
5+ years expIntegrity is one of the nation’s leading independent distributors of life, health and wealth insurance products. We are seeking a detail-oriented Regulatory Analyst and Investigator to analyze and investigate consumer complaints and regulatory actions, ensuring compliance with state and federal regulations.
AdvertisingDigital MarketingInsuranceMarketing
Responsibilities
Investigate consumer complaints, inquiries, and regulatory actions from state and federal authorities related to life and annuity products, marketing practices, or alleged misconduct
Conduct interviews and gather statements from involved parties as needed
Research and interpret applicable regulatory and legal requirements; prepare recommendations for resolution or response
Review and approve outbound communications, including marketing materials, social media posts, recruitment pieces, and event promotions, ensuring compliance with state insurance regulations and federal requirements (SEC/FINRA, FTC, TCPA, CAN-SPAM, robo-dialer prohibitions)
Monitor and update internal policies and procedures for the Life & Annuities segment
Track and analyze regulatory developments, including NAIC models, SEC/FINRA rules, FTC guidelines, TCPA enforcement, and emerging technologies impacting compliance
Utilize internal AI tools for compliance reviews of websites, podcasts, and videos; train and create schemas for new regulatory requirements
Maintain accurate records to demonstrate compliance during audits, inquiries, and enforcement actions
Serve as liaison with business units and management to provide timely updates on complaints, investigations, and regulatory matters
Manage legal and compliance-related projects and ensure timely execution of deliverables
Qualification
Required
Comprehensive understanding of state insurance regulations and related frameworks, including NAIC models, SEC/FINRA, FTC, TCPA, CAN-SPAM, and AI-related compliance requirements
Ability to interpret and apply statutory requirements and regulatory guidance
Strong analytical and problem-solving skills with attention to detail
Excellent written and verbal communication skills; ability to convey complex information clearly
Proficiency in Microsoft Office (Excel, Word, PowerPoint); advanced level preferred
Advanced data analytics, reporting, and presentation skills
Strong process orientation and familiarity with structured compliance management techniques
Intellectual curiosity and ability to adapt to evolving regulatory landscapes
Bachelor's degree in Legal, Finance, Business (Insurance emphasis preferred), Communications, or related field
Minimum of five years of experience in regulatory or compliance management within the insurance industry (regulator, carrier, or broker-dealer)
Benefits
Competitive compensation package
Benefits that make work more fun and give you and your family peace of mind
Company
Integrity
Integrity is a leader in providing holistic life, health and wealth planning and solutions designed to help Americans prepare for the good days ahead.
5001-10000 employees
Funding
Current Stage
Late StageTotal Funding
$2.15BKey Investors
Silver Lake
2021-12-09Private Equity· $1.2B
2019-09-16Debt Financing· $945M
2019-08-28Private Equity
Leadership Team
Linda Zukauckas
Chief Financial Officer
Said Taiym
Chief Operating Officer
Recent News
Company data provided by crunchbase