Northpointe Staffing Professionals · 6 days ago
Finance - Business Risk Product Specialist
Miami, FL
Full-time
Onsite
Mid Level
4+ years expNorthpointe Staffing Professionals is focused on providing staffing solutions, and they are seeking a Business Risk Product Specialist. This role involves ensuring compliance with international cross-border regulations and supporting investment solutions for international wealth management clients.
Staffing & Recruiting
Responsibilities
Assess client eligibility for purchasing specific investment products offered within IWM, including alternative investments, structured products, and syndicate offerings
Review client documentation required according to client type, product and jurisdictional/regulatory requirements
Ensure timely responses to trade requests
Interact with the field to clearly communicate client eligibility criteria and applicable product restrictions
Qualification
Required
4+ years of experience in financial services
BS/BA degree required. Advanced degrees a plus
Prior experience in product, risk and regulatory compliance functions. Familiarity with MiFID II, PRIIPs, AIFMD and Reg S a plus
High attention to detail with the ability to meet strict daily deadlines
Excellent analytical and communication skills with the ability to articulate business, technical, and operational concepts to key stakeholders
Company
Northpointe Staffing Professionals
Located in Hoboken NJ, Northpointe Staffing Professionals is an affiliate of Asset Staffing and is a leading provider of financial, administrative and professional support throughout New Jersey.
0-1 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase