Senior Director - Risk & Compliance jobs in United States
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JTC Group · 9 hours ago

Senior Director - Risk & Compliance

JTC Group is a company focused on private capital services, and they are seeking a Senior Director of Risk & Compliance. This strategic role involves developing and overseeing a comprehensive risk and compliance program aligned with the company's goals, while providing guidance and support to the senior leadership team.

ConsultingFinanceFinancial ServicesReal Estate

Responsibilities

Develop and implementing an R&C strategy and Target Operating Model to support the PCS USA’s business objectives and growth plans ensuring it is dynamic and adaptable to the evolving risk and regulatory landscape
Provide strategic direction and support to the senior leadership team on risk and compliance matters
Provide strategic insights to the Senior Leadership to support and guide preparation for material regulatory change and initiatives
Develop integrated risk management strategies that align with USA and the broader JTC Group risk management framework
Cultivate relationships with key regulatory bodies and industry groups to influence policy developments and ensure JTC’s interests are represented
Drive initiatives to foster a culture of compliance and ethical behaviour. Develop programmes and incentives that promote risk management and compliance as a core value and competitive advantage
Ensure effective BSA and Compliance programmes are in place to test the adherence to and effectiveness of operational controls and systems designed to mitigate and manage identified risks
Ensure Boards and Committees are provided with timely information and commentary on key risk indicators identifying patterns and trends warranting attention and treatment
Act as the senior R&C attendee in- jurisdiction risk escalations providing support and guidance to the business and using insights gained to evolve R&C practices and training
Support management with internal and external audits (including regulatory examinations)
Ensure R&C maintain and deliver a comprehensive training curriculum for the R&C function and the business as a whole
Represent JTC at relevant seminars and conferences
Adhere to JTC core values and expected behaviours
Undertake any other duties as deemed necessary by Management

Qualification

RiskComplianceUS Trust Sector lawsRegulatory relationshipsTeam managementInterpersonal skills

Required

Professional qualification in risk and compliance with a focus on US requirements applicable to regulated financial service providers
Minimum 5 years of relevant experience in an R&C role at senior management level requiring management of a team in a regulated financial services, fiduciary, or corporate services environment
In-depth knowledge of US Trust Sector laws and regulations
Experience of managing relationships with regulators and auditors
Strong interpersonal skills, including confidence and ability to interact and negotiate with executive and senior management and at all times being solution focused and commercially aware

Company

JTC Group

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JTC is a publicly listed, global professional services business with deep expertise in fund, corporate and private client services.

Funding

Current Stage
Public Company
Total Funding
$153.56M
Key Investors
CBPE Capital
2025-11-10Acquired
2025-06-24Post Ipo Debt· $75M
2023-06-14Post Ipo Equity· $78.56M

Leadership Team

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Nigel Le Quesne
Chief Executive Officer
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Aidan Davin
Managing Director
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Company data provided by crunchbase