Vanguard · 15 hours ago
Business Unit & Product Compliance Analyst, Specialist (Remote)
United States
Full-time
Remote
Senior Level
5+ years expVanguard is a leading financial services company dedicated to the long-term financial wellbeing of its clients. They are seeking a Business Unit & Product Compliance Analyst, Specialist who will serve as an advisor to the business, manage regulatory compliance, and oversee the implementation of compliance policies and procedures.
FinanceFinancial Services
No H1B
Responsibilities
Serves as an experienced advisor to the business, and interfaces regularly with business unit stakeholders and internal risk and compliance partners
Manages regulatory visits, exams, inquiries and investigations within the business. Provides guidance to mitigate compliance risks and control gaps
Oversees the design, implementation, execution, and maintenance of compliance policies and procedures. Supports the development of new compliance standards
Identifies and implements corrective action plans for resolution of problematic issues
Manages operational efficiency. Sets measurable standards leveraging internal and external resources accordingly
Serves as an expert on compliance related issues
Participates in special projects and performs other duties as assigned
Qualification
Required
Minimum of five years related work experience, with at least two years within a financial services compliance function
Undergraduate degree or equivalent combination of training and experience
Company
Vanguard
Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.
Founded in 1975Kelayres, Pennsylvania, USA
10001+ employees
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
ic@3401
2017-03-31Non Equity Assistance
Leadership Team
Salim Ramji
Chief Executive Officer
Andrew Maack
Principal, Head of US Equity Index Portfolio Management
Recent News
2026-01-20
2025-09-05
2025-03-15
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