National Society of Compliance Professionals · 15 hours ago
Regional Supervision Manager
Omaha, NE
Full-time
Hybrid
Mid, Senior LevelNational Society of Compliance Professionals is seeking a Regional Supervision Manager to provide daily supervisory oversight. The role involves identifying risks, ensuring regulatory adherence, and partnering with advisors and internal functions to maintain compliance standards.
ComplianceEducationFinancial ServicesNon ProfitProfessional Services
Responsibilities
Provide daily supervisory oversight by identifying risk, ensuring adherence to regulatory and firm requirements, and supporting a consistent supervisory framework across the organization
Partner with advisors, field offices, and internal control functions to resolve escalations, maintain compliance standards, and strengthen enterprise-wide supervision practices
Qualification
Required
Provide daily supervisory oversight by identifying risk
Ensuring adherence to regulatory and firm requirements
Supporting a consistent supervisory framework across the organization
Partner with advisors, field offices, and internal control functions to resolve escalations
Maintain compliance standards
Strengthen enterprise-wide supervision practices
Company
National Society of Compliance Professionals
National Society of Compliance Professionals is a non-profit organization that enables regulatory support in the financial industry.
Founded in 1987
2-10 employees
Funding
Current Stage
Early StageRecent News
2024-10-30
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