Vanguard · 17 hours ago
Senior Manager, Divisional Risk (Remote)
Vanguard is dedicated to the long-term financial wellbeing of its clients and is seeking a Senior Manager, Divisional Risk to provide risk guidance and oversight. The role involves managing staff, implementing risk management standards, and collaborating with leadership to ensure effective risk control measures are in place.
FinanceFinancial Services
Responsibilities
Manages staff. Develops, mentors and provides guidance, training and motivation as necessary. Conducts regular one on one and staff meetings. Hires, evaluates and counsels crew. Follows corporate disciplinary procedures per established Vanguard standards as required. Sets performance standards, reviews performance, provides feedback, and recommends wage increases in accordance with all applicable Human Resources policies and procedures
Provides risk guidance, oversight, and assurance services to the enterprise and partners based on the operational and strategic risk framework. Seeks ideas and perspectives from across the divisions or business units to improve oversight capabilities and maintains strong relationships with key stakeholders
Implements and manages risk and control management standards within the division's processes. Identifies and prioritizes existing and emerging risks and advises on appropriate control design and testing. Effectively communicates strategies and plans to all appropriate parties
Ensures that the division has an appropriate level of review and key controls, and that key controls are designed and operating effectively in accordance with established standards
Provides consultation and analytical support to key stakeholders as needed, and ensures internal controls are properly implemented without compromising client service
Partners with the division's leadership team to ensure business risk and control decisions are made during the design and development of technology and service or operating model changes. Proactively raises and executes plans to address key issues
Develops, maintains and evolves a comprehensive program for monitoring and analyzing controls. Establishes metrics, dashboards, and reports that are distributed regularly and can be used to identify potential control opportunities, as well as monitor the effectiveness of the controls in place. Reports to department leadership on controls across the department
Develops and maintains broad knowledge and awareness of the investment industry, risk management practices, and regulatory and/or policy changes. Serves as a subject matter expert on risk management discussions
Participates in special projects and performs other duties as assigned
Qualification
Required
Minimum of eight years related work experience
Undergraduate degree or equivalent combination of training and experience
Preferred
Supervisory experience preferred
Graduate degree preferred
Company
Vanguard
Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
ic@3401
2017-03-31Non Equity Assistance
Leadership Team
Recent News
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