Lenmar Consulting Inc · 20 hours ago
Business Risk Compliance Analyst
Miami, FL
Full-time
Onsite
Mid Level
$40.74/hr - $40.74/hr
4+ years expLenmar Consulting Inc is seeking a Business Risk Compliance Analyst to support compliance with international cross-border and jurisdictional rules. The role involves assessing client eligibility for investment products and ensuring adherence to regulatory requirements.
Information Technology & Services
Responsibilities
Assess client eligibility for purchasing specific investment products offered within IWM, including alternative investments, structured products, and syndicate offerings
Review client documentation required according to client type, product and jurisdictional/regulatory requirements
Ensure timely responses to trade requests
Interact with the field to clearly communicate client eligibility criteria and applicable product restrictions
Qualification
Required
4+ years of experience in financial services
BS/BA degree required
Prior experience in product, risk and regulatory compliance functions
Familiarity with MiFID II, PRIIPs, AIFMD and Reg S a plus
High attention to detail with the ability to meet strict daily deadlines
Excellent analytical and communication skills with the ability to articulate business, technical, and operational concepts to key stakeholders
Preferred
Advanced degrees a plus
Company
Lenmar Consulting Inc
Established in 1998, Lenmar’s Professional Services (Contingent/SOW Staffing & Managed Services) provides highly-skilled financial services professionals (contract/contract-to-hire/permanent) and helps clients to keep or bring back challenging projects in-house by bridging the technology and domain skills gap.
501-1000 employees
Funding
Current Stage
Late StageCompany data provided by crunchbase