JPMorganChase · 16 hours ago
Trade Lifecycle Lead - Legal Entity Oversight & Control
Jersey City, NJ
Full-time
Onsite
Senior Level
$107K/yr - $171K/yr
5+ years expJPMorgan Securities LLC is a leader in U.S. Broker-Dealer operations, seeking a Trade Lifecycle Lead to oversee compliance, settlements, and regulatory reporting. This role involves managing daily functions, ensuring adherence to regulations, and driving operational efficiency.
Asset ManagementBankingFinancial Services
Responsibilities
Ensure accurate and timely preparation and submission of all required regulatory reports, such as Extensions of Time
Develop, implement, and maintain the firm's Written Supervisory Procedures (WSPs) and Standard Operating Procedures (SOPs), ensuring they align with the day to day processes
Collaborate with other lines of business, including legal, compliance, technology, and settlements operations to ensure the firm is in compliance with all regulations
Identify potential compliance and operational risks through a deep-dive analysis of existing report infrastructure, documenting the end to end process to be ready for audits and examinations
Lead various forums, presenting metrics and other project initiatives to senior leadership within the firm to keep them abreast of any areas of concern
Qualification
Required
Bachelor's degree in Finance, Accounting, Business or related field is required
Minimum of 5+ years of experience in broker-dealers operations or compliance; with evidence of extensive knowledge of U.S. securities laws, rules, and regulations, including SEC and FINRA requirements
Advanced skills in project management, with a track record of leading complex projects and driving change management initiatives
Exceptional time management skills and attention to detail, with strong analytical and problem solving abilities
Excellent verbal and written communication skills, with the ability to translate technical subject matter to various audiences
Strong ability to influence strategic decisions, with a focus on improving operational efficiency and mitigating risks
FINRA Securities Industry Essentials & Series 99 required or commitment to be obtained within 120 days of hire
Benefits
Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching
Company
JPMorganChase
With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.
10001+ employees
H1B Sponsorship
JPMorganChase has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (3471)
2024 (3469)
2023 (3395)
2022 (3594)
2021 (2515)
2020 (2495)
Funding
Current Stage
Public CompanyTotal Funding
unknown1998-02-01IPO
Leadership Team
Allison Beer
CEO of Card Services and Connected Commerce
Dan Mendelson
CEO, Morgan Health
Recent News
2026-01-23
2026-01-22
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