Capital One · 3 hours ago
Senior Manager, Risk Management - Regulatory Engagement Lead
New York, NY
Full-time
Onsite
Senior Level
$178K/yr - $203K/yr
7+ years expCapital One is one of the fastest growing organizations in the world today, powered by our passion for our customers. The Regulatory Engagement Lead will play a critical role in supporting the organization throughout the lifecycle of audits and regulatory exams, overseeing examination activities, developing materials, and monitoring corrective actions while applying knowledge of rules and regulations in technology and data domains.
Financial Services
No H1B
Responsibilities
Oversee the internal execution of examination activities, including developing materials for, and responses to, all audit and regulatory engagements and monitoring corrective actions and ensuring they are on track for appropriate and timely mitigation
Partner closely with associates and executives within the first and second lines of defense such as the Technology and Cyber organizations, Regulatory Relations, Operational Risk Management, and others
Analyze information to proactively identify risks, trends, and process improvements; including reporting on risk topics to management
Set direction, manage expectations, and indirectly lead cross-functional teams
Qualification
Required
Bachelor's Degree or military experience
At least 7 years of experience in the fields of information security, technology, or risk management
At least 5 years of experience interacting with internal audit, federal regulators, or government agencies
At least 3 years of experience in banking or financial services
Has a strong foundation in risk management and understands risk frameworks, particularly as it relates to financial services
Demonstrates keen judgment along with strategic and tactical leadership skills
Is an excellent communicator, particularly written communication (memos & slide decks)
Brings extreme attention to detail, sense of accountability, and ability to follow through on time-sensitive deliverables to your full portfolio of work
Is adept at managing stakeholder engagements and building relationships across all levels of the organization and across lines of defense
Stays current on the changing domestic and international regulatory environment and understands the impacts to Tech and Data Risk Management
Analyzes information to proactively identify risks, trends, and process improvements; including reporting on risk topics to management
Sets direction, manages expectations, and indirectly leads cross-functional teams
Preferred
7+ years of experience interacting with internal audit, federal regulators, or government agencies
3+ years of process or Project Management or related experience leading cross functional projects and programs
3+ years of experience in a second-line or oversight role at a financial institution or regulatory agency
Knowledge of supervisory expectations expressed in the FFIEC IT Handbook, Federal Reserve Supervisory Letters, Office of the Comptroller of the Currency Bulletins, or Federal Deposit Insurance Corporation Financial Institution Letters
Risk certifications or PMP certification
Benefits
Performance based incentive compensation
Cash bonus(es)
Long term incentives (LTI)
Comprehensive, competitive, and inclusive set of health, financial and other benefits
Company
Capital One
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$5.45BKey Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M
Leadership Team
Daniel Arellano
Senior Vice President, Business Cards and Payments
Justin Burch
Senior Vice President
Recent News
2026-01-25
2026-01-25
2026-01-25
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