Equity Settlement Associate jobs in United States
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Dexian · 4 hours ago

Equity Settlement Associate

Dexian is a leading provider of staffing, IT, and workforce solutions with over 12,000 employees. The Equity Settlement Associate plays a critical role in ensuring timely and accurate settlement of global securities transactions, supporting operational processes related to trade settlement and cash management.

ConsultingHuman ResourcesInformation TechnologyProfessional ServicesStaffing Agency
Hiring Manager
Abhinav Sharma
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Responsibilities

Execute and monitor global securities settlements
Resolve breaks, confirmations, and discrepancies promptly
Manage cash movements and ensure accurate postings in the bank’s books and records
Provide guidance on corporate actions and entitlements
Act as backup for team members and manager
Assist in workflow coordination, quality control, and training initiatives
Maintain adherence to regulatory requirements (e.g., SEC, FINRA, REG 204 Buy-In)
Identify and escalate risk breakdowns in processes
Support business continuity planning and testing
Participate in process enhancements and system upgrades
Analyze data for insights and recommend improvements

Qualification

Securities settlementRegulatory complianceRisk managementBONY systemsBroadridge platformsCash managementAttention to detailProblem-solvingTeam collaboration

Required

2-4 years of experience in securities settlement or capital markets operations
Proficiency in relevant systems and tools
Previous FI experience
Strong understanding of regulatory requirements and risk management principles
Broadridge platforms: BPS, GFW, PostEdge
Clearing and settlement portals: DTCC

Preferred

Bachelor's degree in Finance, Business, or related field

Company

Dexian provides services for staffing, talent development, and consulting, with a focus on technology, finance, and project management.

Funding

Current Stage
Late Stage

Leadership Team

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Mahfuz Ahmed
Chairman of the Board
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Vikram Motiani
Managing Director
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Company data provided by crunchbase