Compunnel Inc. · 1 hour ago
BARDC5732191-- Business Risk Product Specialist (Compliance)
Miami, FL
Contract
Onsite
Mid Level
$35/hr - $40/hr
4+ years expCompunnel Inc. is seeking a Business Risk Product Specialist to support compliance with international cross-border and jurisdictional rules. This role involves ensuring that investment products are offered to international clients in accordance with regulatory requirements and the firm's policies, while also assessing client eligibility and reviewing documentation.
Information Technology & Services
Hiring Manager
Ankit K Chitkara
Responsibilities
Assess client eligibility for purchasing specific investment products offered within IWM, including alternative investments, structured products, and syndicate offerings
Review client documentation required according to client type, product, and jurisdictional/regulatory requirements
Ensure timely responses to trade requests
Interact with the field to clearly communicate client eligibility criteria and applicable product restrictions
Qualification
Required
4+ years of experience in financial services
BS/BA degree required. Advanced degrees are a plus
Prior experience in product, risk, and regulatory compliance functions. Familiarity with MiFID II, PRIIPs, AIFMD, and Reg S is a plus
High attention to detail with the ability to meet strict daily deadlines
Excellent analytical and communication skills with the ability to articulate business, technical, and operational concepts to key stakeholders
Company
Compunnel Inc.
Compunnel Inc. is where AI-native solutions meet human ingenuity, helping enterprises reimagine talent, technology, and growth.
5001-10000 employees
Funding
Current Stage
Late StageLeadership Team
Andy Gaur
Founder, Chairman & CEO
Karthik Natarajan
Executive VP & CTO
Company data provided by crunchbase