The Hartford · 14 hours ago
Investment Management Attorney
Wayne, PA
Full-time
Hybrid
Mid, Senior Level
$150K/yr - $200K/yr
5+ years expThe Hartford is an insurance company that goes beyond coverages and policies, seeking to make a difference. They are looking for a mid-level investment management attorney to provide legal and regulatory support to Hartford Funds and its various business lines, including overseeing Board materials and compliance policies.
Auto InsuranceCommercial InsuranceEmployee BenefitsFinanceFinancial ServicesInsuranceLife InsuranceProperty Insurance
Responsibilities
Overseeing the preparation and publication of Board materials and participating in Board and Committee meetings
Overseeing corporate law matters related to the Funds
Preparing disclosure documents, including registration statements, supplements, proxy statements, periodic reports to shareholders, and other regulatory filings
Drafting, reviewing, and negotiating service provider agreements
Coordinating with outside counsel and independent legal counsel
Responding to inquiries from shareholders, financial intermediaries, and regulatory authorities
Maintaining awareness of industry and regulatory developments and researching potential resolutions to issues in support of business initiatives
Providing advice on regulatory matters relating to the firm’s business activities
Qualification
Required
J.D. degree from an accredited law school and Pennsylvania bar membership (or eligible to be admitted to the Pennsylvania bar as an in-house counsel)
At least 5 years of experience as an investment management attorney addressing matters arising under the Investment Company Act, Investment Advisers Act, and other U.S. federal securities laws applicable to registered investment companies, private funds, and investment advisers
Familiarity with the rules and regulations adopted by Financial Industry Regulatory Authority, the National Securities Exchanges, Commodity Futures Trading Commission, and National Futures Association applicable to investment companies
Experience serving as an associate attorney within a law firm's investment management practice group
Experience working as in-house counsel for an asset management firm or as a member of the U.S. Securities and Exchange Commission staff
Experience in working with registered funds
Broader investment management experience, such as working with institutional separate accounts, separately managed accounts, and private funds and their advisers
Familiarity with sub-advised fund structures
Benefits
Short-term or annual bonuses
Long-term incentives
On-the-spot recognition
Company
The Hartford
The Hartford is an industry leading provider of property and casualty insurance, group benefits and mutual funds.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1995-12-15IPO
Leadership Team
Christopher Swift
Chief Executive Officer
Recent News
2025-12-09
2025-12-08
EIN Presswire
2025-12-02
Company data provided by crunchbase