Interactive Brokers · 4 hours ago
Regulatory Correspondence Analyst
Chicago, IL
Full-time
Hybrid
Entry, Mid Level
$70K/yr - $80K/yr
2+ years expInteractive Brokers Group, Inc. is a global financial services company known for its cutting-edge technology and client commitment. The Regulatory Correspondence Analyst will investigate and analyze trading activity and account relationships for potential Anti-Money Laundering considerations to ensure compliance with various regulations.
E-CommerceFinanceFinancial Services
Responsibilities
Thoroughly investigate client account and transaction activity to identify behavior potentially linked to money laundering, terrorist financing, manipulative trading, or other financial crimes
Analyze complex data sets, client profiles, and transaction patterns to identify inconsistencies, anomalies, and red flags
Collaborate with internal stakeholders to gather information, escalate concerns, and ensure a coordinated, appropriate response to identified risks
Monitor and document activity pursuant to internal procedures, regulatory expectations, and industry best practices
Stay current with applicable AML/CFT regulations, trading rules, emerging financial trends, and internal policies
Qualification
Required
2-3+ years of experience within AML/Fraud compliance in a financial services institution, preferably at a large broker-dealer or financial institution with an international client base (or similar experience at a regulatory agency). A strong background in trading or conducting trading reviews is very beneficial
Must be a problem solving, innovative thinker with outstanding communication skills and a strong ownership mentality
Have a high degree of comfort with technology and a functional understanding of its application to business and regulatory solutions
Bachelor's degree or military experience
Certified Anti-Money Laundering Specialist (CAMS), or FINRA licenses (SIE, Series 7, etc.) strongly preferred. If none, must be willing and able to obtain relevant licensures/certifications promptly
Self-motivated and able to handle tasks with minimal supervision
Superb analytical and problem-solving skills
Excellent collaboration and communication (Verbal and written) skills
Outstanding organizational and time management skills
Preferred
Certified Anti-Money Laundering Specialist (CAMS), or FINRA licenses (SIE, Series 7, etc.) strongly preferred. If none, must be willing and able to obtain relevant licensures/certifications promptly
Benefits
Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and wellness benefits, including medical, dental, and vision benefits. Company paid medical healthcare premium.
Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company lunch allowance provided and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with multi-monitor setups
Company
Interactive Brokers
Rated #1 Active Traders and #1 International Trading in 2025 by StockBrokers.com.
Founded in 1977Greenwich, Connecticut, USA
1001-5000 employees
H1B Sponsorship
Interactive Brokers has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (24)
2023 (12)
2022 (21)
2021 (10)
2020 (12)
Funding
Current Stage
Public CompanyTotal Funding
unknown2009-06-01Post Ipo Equity
2008-01-01Post Ipo Equity
2007-05-04IPO
Leadership Team
James Menicucci
Chief Financial Officer
Andrew Claflin
Marketing Partnerships
Recent News
2026-01-22
2026-01-21
2026-01-20
Company data provided by crunchbase