Compliance Specialist (III) jobs in United States
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Scalence L.L.C. · 2 weeks ago

Compliance Specialist (III)

Scalence L.L.C. is seeking a Compliance Specialist (III) to act as a subject matter expert in functional compliance. The role involves ensuring integrity and ethics across the organization while developing processes and policies to ensure compliance with relevant standards.

Information Technology & Services

Responsibilities

Manage and plan requirements with the team to drive projects and processes through the entire lifecycle, ensuring successful outcomes
Regularly validate reports and analyze metrics to identify trends and assess the effectiveness of compliance programs
Provide general program management support on compliance issues, driving projects to successful completion
Deliver actionable data analysis through findings and recommendations, presenting them verbally and in writing to inform decisions
Identify improvements in compliance policies/processes and develop actionable plans to implement these improvements
Coordinate risk assessments to identify key risks and prioritize program efforts within the compliance function and across the ecosystem
Develop and execute in-person compliance training and communication strategies across multiple teams, ensuring programs meet company-wide standards and training is completed by all relevant employees
Drive the execution of a controls framework, working cross-functionally to translate obligations across legal, regulatory, and self-regulatory domains into controls and business processes

Qualification

Risk assessmentsControl frameworksProject managementStakeholder managementData analysisRegulatory standardsDeveloping programsPresentation skills

Required

Proficiency in risk assessments and control frameworks (20%)
Strong presentation skills (20%)
Effective stakeholder management (20%)
Experience in developing new programs and processes (20%)
Project management expertise (20%)
Ability to analyze compliance and regulatory data
Familiarity with evolving regulatory and compliance standards and best practices

Company

Scalence L.L.C.

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In today’s dynamic and competitive market, success hinges on mastering three key areas: Data Intelligence, Business Resilience, and Digital Experience.

Funding

Current Stage
Late Stage
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