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Larson Maddox · 3 days ago

Vice President Compliance

New York, NY

Full-time

Hybrid

Senior Level

$180K/yr - $200K/yr

6+ years exp

Larson Maddox is a growing private equity firm focused exclusively on technology services companies, seeking a Vice President of Legal and Compliance to join their team. This role involves updating and implementing compliance programs, ensuring adherence to regulations, and supporting the Chief Compliance Officer/General Counsel in various compliance-related tasks.

ConsultingHuman ResourcesRecruitingStaffing AgencyTraining

Responsibilities

Updating, maintaining, and implementing the program

Ensuring compliance with all rules and regulations

Reviewing marketing materials

Regulatory filings

Managing restricted lists

Assisting with exams

Code of Ethics administration

Overseeing vendor relationships

Qualification

Compliance experienceSEC regulationsPrivate markets experienceJD degreeCommunicatorProfessionalismTeam playerTake initiative

Required

6+ years of relevant compliance experience

Bachelors Degree required, JD a plus

Experience with private markets, PE a plus

Knowledge of SEC rules and regulations

Ability to work autonomously and take initiative, team player, excellent communicator and high sense of professionalism

Company

Larson Maddox

Larson Maddox is a legal recruitment agency that offers staffing, training, and consulting services.

New York, New York, USA

1001-5000 employees

http://www.larsonmaddox.com

Funding

Current Stage

Late Stage

Leadership Team

Jake Knowlton-Parry

Managing Director - Global Head of Regulatory & Legal

Company data provided by crunchbase