Apply on Employer Site

Larson Maddox · 3 days ago

Vice President Legal and Compliance

New York, NY

Full-time

Hybrid

Director/Executive

6+ years exp

Larson Maddox is a growing private equity firm focused exclusively on technology services companies, seeking a Vice President of Legal and Compliance. This role involves supporting the Chief Compliance Officer/General Counsel in maintaining and implementing compliance programs, reviewing marketing materials, regulatory filings, and managing vendor relationships.

ConsultingHuman ResourcesRecruitingStaffing AgencyTraining

Responsibilities

Support in updating, maintaining, and implementing the program, ensuring compliance with all rules and regulations

Reviewing marketing materials

Regulatory filings

Manage restricted lists

Assist with exams

Oversee vendor relationships

Qualification

Compliance experienceSEC regulationsPrivate markets experienceJD degreeCommunicatorHigh sense of professionalismTeam player

Required

6+ years of relevant compliance experience

Bachelors Degree required, JD a plus

Experience with private markets, PE a plus

Knowledge of SEC rules and regulations

Ability to work autonomously and take initiative, team player, excellent communicator and high sense of professionalism

Company

Larson Maddox

Larson Maddox is a legal recruitment agency that offers staffing, training, and consulting services.

New York, New York, USA

1001-5000 employees

http://www.larsonmaddox.com

Funding

Current Stage

Late Stage

Leadership Team

Jake Knowlton-Parry

Managing Director - Global Head of Regulatory & Legal

Company data provided by crunchbase