MEMX · 15 hours ago
Surveillance Analyst
United States
Full-time
Remote
Mid Level
$80K/yr - $115K/yr
3+ years expMembers Exchange (MEMX) is searching for a surveillance professional to assist with the monitoring and regulation of its market. The Surveillance Analyst will use analytical tools and surveillance systems to detect potential violations of both MEMX rules and federal securities rules and regulations, functioning as part of the regulatory team to protect market integrity.
Developer ToolsEducationInformation TechnologyInternetMedical Device
Responsibilities
Utilize computer resources and specially designed applications to analyze and review trading activity deemed to be unusual or suspicious as well as other output generated by the surveillance system
Conduct in-depth research and analysis to validate surveillance output using various market data tools and specialized software applications
Communicate with member firms orally and in writing to obtain information relevant to activity under review
Analyze member firms’ responses to determine if further investigation or further action is warranted
Investigate potential issues arising from operational and business units within MEMX
Assist in surveillance design, parameter and user acceptance testing and creation / maintenance of surveillance procedures
Surveillance Analyst will ensure that surveillances are kept current with MEMX business offerings and market structure changes in order to recommend enhancements when necessary
Prepare memoranda to document the MEMX investigative process, member firms responses, and to recommend dispositions
Research and respond to complaints
Analyze and research activity referred by other regulators
Qualification
Required
3+ years of surveillance experience at either a broker dealer or regulator is essential
Experience in surveillance of securities markets, specifically equities and/or equity derivatives
Knowledge of U.S. markets and market structure
Bachelor's degree in related field or equivalent experience demonstrating analytical capabilities
Excellent written and verbal communication skills with attention to detail
Competence with a PC, applications such as excel used in analysis and ability to learn specialized applications is essential
Strong data analytics capabilities with the ability to write and execute SQL database searches
Self-starter who can work independently in a real-time environment
Benefits
Work From Home
Health Care Plan (Medical, Dental & Vision)
Retirement Plan (401k)
Life Insurance (Basic, Voluntary & AD&D)
Unlimited Paid Time Off
Generous Paid Family Leave
Short Term & Long-Term Disability
Training & Development
Wellness Resources
Company
MEMX
MEMX is an online platform dedicated to providing educational material on MEMS technology.
51-200 employees
H1B Sponsorship
MEMX has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (2)
2024 (4)
2023 (2)
2021 (1)
2020 (3)
Funding
Current Stage
Late StageTotal Funding
$73M2023-03-01Series D
2020-05-13Series Unknown· $65M
2003-02-12Series B· $8M
Leadership Team
Jonathan Kellner
CEO
Recent News
Business Wire
2025-10-31
Company data provided by crunchbase