Compliance Consultant jobs in United States
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Group 1001 · 19 hours ago

Compliance Consultant

positionZionsville, Indiana
timeFull-time
remoteHybrid
seniorityEntry, Mid Level

Group 1001 is a consumer-centric, technology-driven family of insurance companies focused on delivering outstanding value. The Compliance Consultant will assist in managing and overseeing the compliance program for individual annuity and life insurance, collaborating with various departments to ensure compliance and mitigate risks.

FinanceFinancial ServicesInsurance

Responsibilities

Assist with evaluating suitability of new annuity applications; identify and report on trends
Monitor and test certain annuity transactions and business processes
Help evaluate, identify, and propose solutions for areas of compliance and fraud risks
Assist with privacy monitoring, issue resolution and reporting
Assist with ad hoc projects and various initiatives

Qualification

Variable annuity knowledgeFinancial services experienceCompliance risk analysisInsurance laws knowledgeCustomer service commitmentAnalytical skillsEffective communicationProblem-solving skills

Required

Ability to analyze situations for compliance and business risks, and implement solutions to address and mitigate such risks
Bachelor's degree or equivalent professional experience
Commitment to customer service and quality
Effective communication skills, both verbal and written
Excellent analytical and problem-solving skills

Preferred

Variable annuity product knowledge/experience strongly preferred
Experience in financial services strongly preferred
Knowledge and understanding of insurance laws and other regulations related to the life and annuity business is preferred

Benefits

Comprehensive health, dental, and vision insurance plan options
Basic and Supplemental Life Insurance
Short and Long-Term Disability
Employee Assistance Program
Wellness programs
401K plan, with matching contributions by the Company

Company

Group 1001

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Group 1001 is a collective that empowers companies to create positive growth. Our insurance and annuities are easy to understand and accessible to all.
dateFounded in 2013
location
Zionsville, Indiana, USA
people-size1001-5000 employees
web-link
https://group1001.com/

Funding

Current Stage
Late Stage

Leadership Team

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Tony Marichal
VP of Annuity Operations
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Mark McCallister
Chief Internal Auditor
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Recent News

Business Wire
Group 1001 Insurance Appoints Linda Wang as President of Life & Annuity
2025-08-08
Business Wire
Group 1001 Insurance Appoints Michael Bloom as Chief Legal Officer
2025-07-09
Coverager - Insurance news and insights
Tony Marichal joins Group 1001
2024-12-04
Company data provided by crunchbase