Capital One · 9 hours ago
Risk Manager (Financial Services Technology)
Plano, TX
Full-time
Onsite
Mid, Senior Level
$138K/yr - $158K/yr
4+ years expCapital One is a top 10 Bank seeking a Risk Manager to work at the intersection of technology and business. The role involves identifying and mitigating potential risks while collaborating with various teams to ensure the company remains stable and profitable.
Financial Services
No H1B
Responsibilities
Support the evaluation of and improvement of the control environment for the Financial Services Technology organization
Contribute to the assessment of FS Technology’s control environment by verifying the design and operating effectiveness of existing controls as well as identifying and tracking control gaps/issues to remediation
Lead, design, developing, and managing project plans in a complex dynamic environment, revising needs to meet changing requirements
Lead meetings with the 1st line independent control testing team to provide an overview of the process narrative and measures implemented for control sustainability
Independently perform documentation of processes and process flow diagrams, controls reporting dashboards and controls health monitoring
Analyze data to proactively identify risks and trends and prepare reporting for Executive Leadership
Understand regulatory requirements and anticipate changes to help ensure proper alignment with internal requirements and frameworks
Collaborate with Technology Application Teams, ES Tech Risk, Cyber and other business support functions (e.g., Business Risk Office)
Participate in enterprise Well Managed forums and relevant councils
Understand the broader context and implications (e.g., financial, legal, reputational, etc.) of the various types of risk affecting the technology functions
Qualification
Required
Bachelor's Degree or military experience
At least 4 years experience in Technology, Operational Risk, IT Internal or External Audit
At least 3 years of experience performing data analysis in support of internal risk assessments
At least 3 years of experience planning and leading IT audits or risk assessments
At least 2 years of experience performing controls testing over cloud-based infrastructure (AWS)
At least 3 years of experience in risk and data management
Preferred
Professional certification such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM) or related certifications
6+ years experience in information systems auditing or information systems risk management
5+ years of experience in performing control design, effectiveness testing and completing assessment against established industry risk frameworks (NIST Cybersecurity Framework, COBIT v5, or COSO)
4+ years experience performing data analysis in support of internal risk assessments and control reviews
Excellent verbal presentation and written communication skills to confidently interact with application teams and enterprise stakeholders
Excellent problem-solving, analytical and critical thinking skills to effectively respond to shifting priorities, demands and timelines
1+ years of consulting experience with a Big 4 firm
1+ years of cloud risk management experience
Proficient with G Suite / Google Workspace for reports, analysis, and presentations
Benefits
Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Company
Capital One
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$5.45BKey Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M
Leadership Team
Daniel Arellano
Senior Vice President, Business Cards and Payments
Justin Burch
Senior Vice President
Recent News
2026-01-25
2026-01-25
2026-01-25
Company data provided by crunchbase