Mission Staffing · 1 day ago
Margin Operations Analyst
NYC Metro Area
Contract
Onsite
Mid Level
$30/hr - $35/hr
3+ years expMission Staffing is representing a well-known wealth management firm seeking a Margin Operations Analyst to manage margin risk matters within their Wealth Operations team. The role involves monitoring compliance with industry regulations, creating risk reports, and reviewing account activity for compliance issues.
FinanceRecruitingStaffing Agency
Hiring Manager
Hannah Clarke
Responsibilities
Reviewing account activity and exception reports for potential margin compliance issues
Creating weekly and monthly margin risk reports
Verifying the firm's adherence to margin regulations including Reg-T and FINRA 4210
Qualification
Required
At least three years' experience in margin management for a wealth management firm
Strong knowledge of Reg T and FINRA 4210
Preferred
Previous experience with BetaNXT
Company
Mission Staffing
Mission Staffing is a finance and recruiting company located in New York.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
Jonathan Gelfand
Founder/CEO
Company data provided by crunchbase