Markets Regulatory Attorney jobs in United States
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Mizuho · 11 hours ago

Markets Regulatory Attorney

Mizuho is a leading provider of corporate and investment banking services, and they are seeking a Markets Regulatory Attorney to support their broker-dealer and swap dealer businesses. The role involves providing regulatory advice, managing projects, and ensuring compliance with relevant laws and regulations.

BankingFinancial ServicesImpact Investing
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Comp. & Benefits
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H1B Sponsor Likelynote

Responsibilities

Provide regulatory advice and related support to Mizuho Americas in relation to securities, futures and derivatives dealing businesses
Distill regulatory and legal developments into actionable summaries used by impacted internal stakeholders to develop products, business strategy and compliance overlays
Research and analyze laws and regulations for application to specific trades or platform structures
Active participation in industry groups
Work closely with Front Office, Compliance, Operations, Risk, IT and colleagues in Legal respecting regulatory requirements, documentation updates, and process enhancements
Manage projects and other initiatives on behalf of the Legal Division
Support regulatory implementation, including by driving cross-functional alignment with other internal teams

Qualification

Law degreeRegulatory complianceFinancial markets knowledgeContract negotiationNew York Bar membershipCommunicationOrganizational skillsTeam playerProject management

Required

2-5 years experience at major investment firm in a legal or compliance function, law firm or markets regulator
Member in good standing of the New York Bar
Excellent work ethic
Ability and desire to learn new concepts quickly
Understanding of financial markets
Collaborative team player
Ability to prioritize and manage multiple projects and deadlines simultaneously
Capable of completing work independently
Excellent communication, organizational and presentation skills

Preferred

Law degree from an accredited law school in the United States preferred

Benefits

A generous employee benefits package
Discretionary bonus
Competitive total rewards package

Company

Mizuho

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This is not your typical financial institution. It’s our people who make us a cut above.

H1B Sponsorship

Mizuho has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (49)
2024 (23)
2023 (43)
2022 (12)
2021 (10)
2020 (1)

Funding

Current Stage
Late Stage

Leadership Team

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Lara Grant
Chief of Staff, CTO
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Mitch Billek
Managing Director & Chief Financial Officer
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Company data provided by crunchbase