Point72 · 14 hours ago
Compliance Associate - Data Compliance
New York, United States
Full-time
Onsite
Entry Level
$125K/yr - $175K/yr
1+ years expPoint72 is a leading global alternative investment firm, and they are seeking a Compliance Associate to join their Data Compliance team. The role involves providing advisory compliance and legal support for the firm’s research and data initiatives, focusing on due diligence reviews, compliance monitoring, and collaboration with various teams.
Asset ManagementFinanceFinancial Services
Responsibilities
Work as a member of the Data Compliance team within Research Compliance to conduct due diligence reviews of potential data providers and non-sell-side providers including, but not limited to, applicable compliance policies; usage rights; authorization to sell, license, or share the data; and compliance with applicable federal and state laws
Prepare due diligence memoranda
Conduct diligence reviews of automated open source program requests and document
Provide compliance support and monitoring of research centric discretionary investment and Market Intelligence teams
Provide compliance support and monitoring of quantitative investment strategies and teams
Negotiate data and research provider contracts
Assist with drafting, enhancing, and implementing compliance best practices
Collaborate internally with the broader Compliance department
Assist with advising key stakeholders and management on applicable regulatory developments and case law, and help draft and refine policies and training as required
Assist with ad hoc legal and compliance issues, special projects, and strategic initiatives
Qualification
Required
1-3 years of compliance experience in the financial services industry
Juris Doctorate degree from an accredited law school and bar membership
Strong verbal and written communication skills
Strong analytical, problem-solving, planning, and organizational skills
Attention to detail and the ability to handle multiple tasks simultaneously
Team player
Commitment to the highest ethical standards
Benefits
Fully-paid health care benefits
Generous parental and family leave policies
Volunteer opportunities
Support for employee-led affinity groups representing women, people of color and the LGBTQ+ community
Mental and physical wellness programs
Tuition assistance
A 401(k) savings program with an employer match and more
Company
Point72
Point72 invests in multiple asset classes and strategies worldwide.
1001-5000 employees
H1B Sponsorship
Point72 has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (64)
2024 (42)
2023 (48)
2022 (35)
2021 (42)
2020 (34)
Funding
Current Stage
Late StageTotal Funding
$45.17M2012-06-15Series Unknown· $45.17M
Leadership Team
Nanssia Fragoudaki
Chief Operating Officer for Technology
S
Sam Wadhams
Senior Manager, Corporate Communications
Recent News
2026-01-15
Business Insider
2026-01-09
Company data provided by crunchbase