Oracle Cloud ERP · 8 hours ago
Due Diligence Associate
Dallas, TX, United States
Full-time
Hybrid
Entry, Mid Level
$20.65/hr - $33.15/hr
2+ years expCetera Financial Group is a leading network of independent broker-dealers empowering the delivery of objective financial advice. They are currently seeking a Due Diligence Associate to assist with the due diligence review of products, primarily mutual funds and ETFs, while maintaining the firm’s approved product list and communicating findings with advisors.
Information Technology & Services
Responsibilities
Perform extensive, in-depth due diligence of investments based on industry best practices
Conduct reviews of new mutual fund families for possible use at Cetera Financial Group
Conduct reviews of specific mutual funds for possible inclusion on Cetera’s approved list of mutual funds for use in advisory accounts
Manage ongoing review process of the advisory approved mutual fund list
Maintain process to review new ETF offerings with a specific focus on actively managed ETFs
Manage ongoing review of newly launched active ETFs
Communicate result of due diligence reviews with advisors
Organize and maintain due diligence filing systems, file correspondence, and other due diligence related records
Work closely with analysts with primary responsibility to review advisory and insurance offerings
Assist with tasks related to the review of insurance and advisory products
Attending Sponsor meetings where needed
Organize and maintain due diligence filing systems, file correspondence, and other due diligence related records
Qualification
Required
At least 2 years of Due Diligence experience at a Broker Dealer
College degree in a business related field is required
Strong analytical skills
Ability to interact with product vendors and registered representatives
Familiarity with Morningstar software and capabilities
Comfortable asking hard questions
Ability to work in a team environment while also being independent
Proficient with Microsoft Office Suite
Preferred
Securities licensing a plus
Benefits
Inclusive health, dental, vision and life insurance plans built to support diverse lifestyles, offer preventative care, and protect against hardship.
Easy access to mental health benefits to meet our team members and their families where they are.
20 plus days of paid time off (PTO), paid holidays, and 2 paid wellness days to give our employees the time they need to stay close with their loved ones, recharge, and give back to their communities.
401(k) Savings plan with a generous company contribution (up to 5%), and access to a financial professional to offer our employees the opportunity to plan-ahead for a strong financial future well beyond their working years.
Paid parental leave to support all team members with birth, adoption, and foster.
Health Savings and Flexible Spending Account options to help you save money on healthcare, daycare, commuting, and more.
Employee Assistance Program (EAP), LifeLock, Pet Insurance and more.
Company
Oracle Cloud ERP
Oracle Cloud ERP is a software as a service, SaaS, solution for businesses to control and manage multiple facets of their business.
10001+ employees
Funding
Current Stage
Late StageCompany data provided by crunchbase