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Confidential · 1 day ago

Director of Risk and Compliance

Madison, WI

Full-time

Onsite

Lead/Staff, Director/Executive

5+ years exp

Confidential company is seeking a Director of Risk and Compliance to oversee and manage their risk management and corporate compliance program. The role focuses on safeguarding the organization's integrity and financial stability by ensuring adherence to laws and industry standards, while also leading risk management strategies and compliance governance across multiple subsidiaries.

Marketing & Advertising

Responsibilities

Identify and analyze potential enterprise risks. Develop and implement mitigation strategies following the established company ERM methodology

Develop and implement comprehensive risk management strategies and policies to identify and mitigate potential risks to the organization

Conduct thorough risk assessments to evaluate the potential impact of identified risks on the organization's operations and strategic goals

Lead the risk management team and coordinate with other departments to ensure a cohesive approach to risk across the organization

Ensure compliance with safety regulations, industry standards and relevant legislation. Maintain compliance program, control and policy environment for our eight corporate subsidiaries

Ensure compliance with regulatory requirements and industry standards related to risk management

Plan risk management training and awareness programs across the organization to embed a culture of risk awareness and proactive management

Participate in regulatory examinations and internal audits. Prepare reports for executive leadership

Develop and maintain policies, procedures and training programs to educate employees globally on risk management and compliance responsibilities

Lead investigations into accidents or incidents, document findings and recommend corrective actions

Manage the organization's corporate compliance management budget and resources effectively

Preparing and presenting risk reports and risk treatment plans to stakeholders, including recommendations for mitigating risks

Reporting non-compliance or ethical concerns in a timely manner through the proper reporting channels

Qualification

Risk management strategiesCompliance governanceAuditFinancial regulations knowledgeBilingual SpanishBilingual EnglishInterpersonal skillsCuriosityAccountabilityOrganizational skillsAttention to detailCommunication skills

Required

Bachelor degree from an accredited 4 year org/university in a related field of study or equivalent job experience to substitute background knowledge

5 to 10 years of exp in the compliance/risk field in successively more challenging positions

Knowledge of industry best practices, up to date in risk management practices, methodology and implementation of processes

Strong interpersonal skills

Must be proficient in power point, with proven written and verbal communication skills

High attention to detail and strong organizational habits

Ability to follow processes consistently and ask questions when something looks incorrect

Curiosity, accountability, and a desire to grow into more advanced compliance responsibilities

Preferred

Experience at a director level or above

5-10 years of experience leading compliance, audit, risk, compliance, legal or similar operations with financial services experience preferred (banking, lending, payments or FINTECH preferred)

Basic understanding of global risk management operations

Basic knowledge of financial regulations operations (e.g., consumer finance rules) or a strong willingness to learn

Comfortable using technology and tools to conduct compliance and risk management operations— such as dashboards, ticketing systems, workflow automation software, spreadsheets, and documentation platforms

Fluent in Spanish and English

Company

Confidential

Silicon Valley, California US, US

51-200 employees

Funding

Current Stage

Growth Stage

Leadership Team

Roshan Syed

Global Talent Partner

Company data provided by crunchbase