ICE · 17 hours ago
Surveillance Analyst
US-NY-New York
Full-time
Onsite
Entry, Mid Level
$92K/yr - $110K/yrIntercontinental Exchange is seeking a Surveillance Analyst to join the Surveillance and Investigations team within NYSE Regulation. The primary responsibility of this role is to support the integrity of the NYSE markets by identifying, analyzing, and investigating potential violations of exchange rules and federal securities laws.
E-CommerceFashionJewelryMarketplace
Responsibilities
Conduct surveillance reviews to ensure that the NYSE exchanges’ trading systems are designed and operating in a manner that is consistent with applicable statutes and rules
Conduct routine reviews to detect possible violations of NYSE exchange rules and federal securities laws by member firms
Collaborate with colleagues and engage in fact finding to determine if further investigation and escalation is warranted
Investigate surveillance alerts that identify potential violations of statutes and rules, communicate with exchange employees to gather relevant facts, and ensure that any identified issues are appropriately addressed or escalated
Assess the impact of new regulatory requirements on applicable NYSE equities and options exchanges, and work with Regulatory Technology and Quality Assurance teams to ensure that those requirements are addressed by NYSE Regulation’s surveillance system
Review exchange system change specifications to identify any impact they may have on NYSE Regulation’s surveillance program. Recommend new surveillances and enhancements to existing surveillances to ensure that systems are designed and operating in a manner that is consistent with applicable statutes and rules
Develop business requirement documents that define the surveillance logic to be implemented to monitor NYSE exchanges and their members’ compliance with applicable statutes and rules
Review functional requirement specifications provided by Regulatory Technology to ensure that they align with business requirement documents
Monitor internal and external regulatory developments and collaborate with team members to assess their compliance impact on NYSE equities and options exchanges
Qualification
Required
Bachelor's degree with strong academic record
Knowledge of US equities and options market structure, regulation, and related trading technology
Proficient analytical and quantitative abilities
Ability to research and analyze trading data to identify potential violations of exchange rules and the federal securities laws and recommend appropriate responses
Excellent written and verbal communication skills
Proficient in writing and executing SQL queries against large data sets
Ability to present surveillance and investigative findings clearly and concisely to management and other regulatory stakeholders
Ability to work on and prioritize multiple tasks with tight deadlines
Ability to work in a fast-paced, team-oriented environment with minimal supervision
Benefits
Healthcare coverage (medical, dental and vision)
A 401(k) plan
Life insurance
Time off
Paid leave for qualifying circumstances
Company
ICE
We are building the largest jewelry marketplace.
Founded in 1999
10001+ employees
H1B Sponsorship
ICE has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2020 (1)
Funding
Current Stage
Late StageTotal Funding
$49MKey Investors
Polaris Partners
2017-12-07Acquired
2016-03-15Series Unknown
2015-07-01Seed· $2M
Leadership Team
Joseph Albert
Chief Technology Officer
David Farrell
Chief Operating Officer, ICE Futures U.S.
Recent News
2026-01-13
Crowdfund Insider
2026-01-12
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