Vanguard · 9 hours ago
Audit Senior Engagement Manager
Malvern, PA
Full-time
Hybrid
Senior Level
5+ years expVanguard’s Internal Audit & SOX department is seeking multiple Senior Engagement Managers to join their Business and Corporate Audit Services team. The role involves leading complex, risk-based audit engagements, assessing internal controls, and influencing senior leadership to ensure strong audit coverage across key U.S. distribution functions.
FinanceFinancial Services
No H1B
Responsibilities
Serve as trusted advisor and consultant to the department and business leaders to share knowledge and perspective on topics related to governance, risk, control, and areas of expertise
Manage audit and consulting engagements to ensure the timely delivery of the highest quality work and value-add recommendations; may lead multiple engagement teams concurrently working in a matrixed team environment
Support completing the related annual/ongoing risk assessments and creation of the audit and consulting plan for the aligned division(s) / functional area(s)
Communicate and clearly articulate the objectives, status and results of assigned work to various levels of management; influence management to act on recommendations to strengthen the control environment and make process improvements
Establish and maintain relationships with management across aligned business division(s) and functional area(s) and risk partners
Develop a detailed and comprehensive understanding of the processes, issues, pertinent regulations and risks associated with engagement scope
Assess the adequacy of the control environment, identify control gaps and opportunities for continuous improvement and relate it division and enterprise-wide, as appropriate; perform audit work and analysis on complex audit areas; provide opinion on audit and consulting engagement findings, ratings and recommendations to senior management
Communicate expectations and review work of audit team to provide coaching and feedback to aid in their development
Participate in special projects and perform other duties as assigned
Qualification
Required
Minimum of five years related work experience. Experience with audit, risk, or controls (i.e., operational audits, internal audits, advisory/consulting, controls/compliance/legal)
Undergraduate degree or equivalent combination of training and experience. Graduate degree preferred
Audit experience supporting advice, cash management, and/or institutional functions, with the ability to lead risk‑based audits and assess internal controls
Ability to present findings and industry insights to senior leaders across the company
Excellent relationship skills and client focused mindset; proven influencing skills
Track record of developing and driving innovation and efficiencies by challenging the status quo and using agile methodologies, data analysis, and innovative work practices
Preferred
Graduate degree preferred
CIA, CPA, CISA or other related professional certification preferred
Company
Vanguard
Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.
Founded in 1975Kelayres, Pennsylvania, USA
10001+ employees
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
ic@3401
2017-03-31Non Equity Assistance
Leadership Team
Salim Ramji
Chief Executive Officer
Andrew Maack
Principal, Head of US Equity Index Portfolio Management
Recent News
2026-01-20
2025-09-05
2025-03-15
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