Fiduciary Risk & Corporate Governance Analyst jobs in United States
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Wilmington Trust · 1 day ago

Fiduciary Risk & Corporate Governance Analyst

Wilmington Trust is a financial institution providing comprehensive wealth management services. The Fiduciary Risk & Corporate Governance Analyst will support fiduciary risk management and corporate governance, ensuring compliance and enhancing operational controls within the Wealth Management Division.

Financial ServicesWealth Management

Responsibilities

Support operations of the Wealth Management committee governance system including, acting as the Committee Secretary for the Wealth Division's committees to ensure those committees are operating as designed and adhering to all necessary requirements
Identify, manage and mitigate risks inherent in trust administration and assist in building commensurate controls to lessen risk and enhance the control environment
Participate in review, development and enhancement of fiduciary related policies, procedures and business practices to ensure the Wealth Management Division maintains proper controls to meet responsibilities as a regulated professional trustee and achieve satisfactory regulatory examinations and audits
Partner with the fiduciary team to identify key risk issues involving fiduciary accounts and activities including, identifying fiduciary issues in account transactions to route to the correct committee or person to be assessed and resolved appropriately
Partner with Fiduciary Management leadership team to identify systemic risk issues that would mitigate risk and enhance operations of the fiduciary organization
Develop effective working relationships with the Fiduciary leadership team, key business partners and senior leaders of the Division
Serve as an advisor to business line staff
Participate in regulatory examinations and internal audits pertinent to the Wealth Management Division and work with the first and second lines of defense
May set policy or develop and oversee implementation of procedures or controls related to compliance requirements within a business processes
May directly or indirectly monitor functions to ensure procedures and controls are functioning as designed
May develop training of business line personnel regarding procedures and controls designed to ensure compliance with laws and/or regulations
May participate in management of examinations or audits as well as any resulting corrective actions
Understand and adhere to the Company’s risk and regulatory standards, policies and controls in accordance with the Company’s Risk Appetite. Identify risk-related issues needing escalation to management
Promote an environment that supports belonging and reflects the M&T Bank brand
Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable
Complete other related duties as assigned

Qualification

Fiduciary risk managementCorporate governanceRegulatory complianceAnalytical skillsProblem solvingVerbal communicationWritten communicationInterpersonal skills

Required

Bachelor's degree and a minimum of 3 years' relevant work experience, including a minimum of 7 years' higher education and/or work experience, including a minimum of 3 years' relevant work experience
Strong verbal and written communication skills
Strong analytical skills
Strong problem solving skills
Experience interacting with all levels of personnel

Preferred

Advanced degree
Minimum of 5 years' relevant work experience

Company

Wilmington Trust

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Wilmington Trust is a financial institution that has wealth advisory for institutions and corporations.

Funding

Current Stage
Late Stage

Leadership Team

E
Edward Moon
Senior Vice President
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Lisa Roberts
SVP, Head of Wealth Management
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Company data provided by crunchbase