Corporate Compliance Officer II jobs in United States
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BOK Financial · 8 hours ago

Corporate Compliance Officer II

BOK Financial is a stable and financially strong organization that provides excellent training and development. The Corporate Compliance Officer II is responsible for establishing standards and implementing processes to ensure compliance programs are effective in identifying and correcting noncompliance with applicable laws and regulations.

BankingCredit CardsFinancial Services

Responsibilities

You'll assist in the design, delivery, and maintenance of our best-in-class compliance monitoring programs. You'll partake in risk assessments, remediation tasks, process reviews, testing, and other monitoring activities
You'll work with your manager and the Compliance team to conduct targeted reviews of business lines to assess their compliance practices' effectiveness. You'll work with this team to interpret compliance-related issues and regulatory requirement gaps
You'll interact with the line of business representatives to guide compliance. If necessary, you'll assist with remediation plan timelines and execution
You'll follow business and applicable state/federal regulatory requests to gather and review data related to compliance tests, internal audits, and regulatory exams

Qualification

Regulatory compliance experienceCompliance regulations knowledgeProfessional certification CRCMProfessional certification CAMSProfessional certification etc.Analytical skillsAdvanced ExcelOralWritten communicationAccountabilityOrganizational skillsTime management

Required

Bachelor's degree in Business, Finance or related field
5 - 7 years' regulatory compliance experience
At least 3 years in a compliance role or equivalent combination of education and experience
Completed or working towards completion of a professional certification (CRCM, CAMS, CFIRS, CIA, IAACP or equivalent) or applicable securities license
Well-developed knowledge of Compliance regulations for financial institutions
Broad knowledge and understanding of the impact of regulatory compliance to banking operations, lending and deposit banking activities, and wealth management, as applicable
General understanding of applicable state and federal regulations
Comprehensive knowledge and understanding of the impact of compliance requirements affecting banking operations, lending and deposit banking activities, and wealth management
General knowledge of federally recognized examination procedures and strong ability to evaluate compliance with applicable laws and regulations
Excellent analytical ability and organization skills (collecting and evaluation of financial and other data to determine trends, core problems/solutions and overall compliance with accepted financial/accounting practices)
Well-developed oral and written communication skills to effectively represent self and BOKF, as well as ability to present complex information and issues in a clear and concise manner
Advanced Excel and Word experience
Strong sense of accountability, taking ownership over projects and responsibilities, and resolving issues proactively
Ability to effectively plan time, method, manner and sequence of own work assignments

Benefits

Discretionary

Company

BOK Financial

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BOK Financial offers financial services to consumers and businesses.

Funding

Current Stage
Late Stage

Leadership Team

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Carrie Clasen Porter
Chief Operating Officer, Wealth Management
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Chris Butta
Senior Vice President , Director-Petroleum Engineering
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Company data provided by crunchbase