Waverly Advisors, LLC · 12 hours ago
Trader
Any Waverly Office
Full-time
Onsite
Entry, Mid Level
1+ years expWaverly Advisors is a unique wealth management firm focused on serving clients with in-depth financial planning. They are seeking a Trader who will manage trading functions, analyze and execute trades, and ensure compliance with investment allocations and firm policies.
FinanceFinancial ServicesImpact Investing
Responsibilities
Primary responsibility for the trading functions within the firm as part of the trading team, including trading mutual funds, equities, options, and individual bonds in client accounts to ensure adherence with our recommended model portfolios
Analyze, create, and execute trades in client portfolios to bring into alignment with investment allocations
Process simple and complex tax trading requests for gain/losses at advisors’ requests
Monitor market conditions and execute trades in a timely and efficient manner
Work closely with the operations team to resolve trade-related issues and discrepancies
Proactively analyze clients’ portfolio allocation to determine if they are within tolerance bands
Audit client transactions, fees, cash balances, and securities to ensure compliance with firm policies
Utilize trading platforms, order management systems, and other financial tools to execute trades
Ensure adherence to internal controls, compliance requirements, and regulatory standards (e.g., SEC, FINRA)
Participate in continuous process improvement efforts and support implementation of trading system enhancements
Maintain accurate records of trades and transactions
Run weekly reports for advisors
Qualification
Required
One to three years of industry experience, strongly preferred, particularly within an RIA
Bachelor's degree in Finance, Economics, Accounting, Data Analytics or a related field
Strong proficiency in MS Office, particularly Excel
Ability to work both independently and in a team environment
Detail-oriented self-starter with problem solving ability, adaptability, and flexibility
Desire to work in a fast-paced, high growth company
Excellent interpersonal skills
A genuine desire to serve with excellence
Preferred
Experience working in a Portfolio Management System, Orion or Black Diamond preferred
Options trading experience, preferred
Experience with portfolio rebalancing and tax loss harvesting
Series 65 preferred. Willingness to obtain Series 65 within 12 months if not already certified
Experience with financial analysis software such as Bloomberg or Morningstar, preferred
Benefits
Comprehensive Health, Dental, and Vision coverage to support your overall well-being.
401(k) retirement plan with match and profit sharing to help you invest in your future.
Twelve paid holidays each year.
An extra vacation day during your birthday week—so you can celebrate you!
Responsible Time Off Policy giving flexibility without annual PTO limits, while balancing team responsibilities and business needs.
Paid sabbatical program: Enjoy four consecutive weeks of paid time off after seven years of service.
Company
Waverly Advisors, LLC
Welcome to Waverly Advisors, LLC—simplifying the complexities of wealth management and financial planning since 1999.
51-200 employees
Funding
Current Stage
Growth StageTotal Funding
$30.05M2023-07-25Private Equity· $30.05M
Leadership Team
Josh Reidinger
Chief Executive Officer
Heath Echols
Chief Technology Officer
Recent News
2025-12-03
Mergers & Acquisitions
2025-11-07
Company data provided by crunchbase