CornerStone Professional Placement · 2 hours ago
Brokerage Fraud Analyst - Remote
United States
Full-time
Remote
Senior Level
$58/hr - $58/hr
7+ years expCornerStone Professional Placement is seeking a Brokerage Fraud Analyst. In this role, the analyst will review and investigate daily AML level alerts related to money movement and trade activity while managing a high volume of broker-dealer alerts to identify legitimate versus suspicious behavior.
Staffing & Recruiting
Hiring Manager
Isaiah G F. Arellano
Responsibilities
Analyzing customer transactional and account activity
Escalating high-risk concerns such as elder abuse or unusual transactions
Serving as a subject matter expert supporting Unusual Financial Observation (UFO) filings in partnership with AML Officers and Fraud Program teams
Leveraging tools such as Protogent AML modules and the WellsCap system
Assisting with reporting and documentation
Staying current on BSA/AML regulations, FINRA Red Flags, and compliance requirements
Qualification
Required
Bachelor's degree is required
7+ years of experience in financial services, supervision, compliance, and risk management
Strong Broker Dealer AML background is required
Brokerage experience is a must
Experience reviewing transactional activity, trades, and money movement alerts
Experience with securities markets, retail brokerage, and regulatory environments
Preferred
FINRA Series 7, 66, or 24 preferred
Benefits
Benefits
Company
CornerStone Professional Placement
CornerStone Professional Placement is a trusted national search and staffing firm specializing in direct hire, executive search, and professional placement services across public and private sectors.
Founded in 1991Dallas/Fort Worth, Texas, US
51-200 employees
Funding
Current Stage
Growth StageCompany data provided by crunchbase