Deutsche Bank · 2 weeks ago
Global Communications Surveillance Program SME - Assistant Vice President
Jacksonville, FL
Full-time
Hybrid
Mid, Senior Level
$75K/yr - $120K/yrDeutsche Bank is seeking an Assistant Vice President level Compliance Officer within the Surveillance team. The primary function of the role is to conduct surveillance of trading activity to detect potential market abuse and support global program initiatives for trade and communications surveillance.
BankingFinanceFinancial Services
Responsibilities
You will conduct daily surveillance of Investment Bank trading and communications activities across Fixed Income, Derivatives, and FX asset classes to ensure compliance with applicable rules, regulations, and firm policies
You will perform research, investigations, and ad-hoc reviews, including in-depth analysis of trading activity and employee correspondence, to identify potential violations and determine root causes
You will document investigative findings and escalate violations and/or suspicious activity in accordance with firm policy and regulatory requirements
You will work with members of the firm’s Business Lines, Compliance, Legal, and other departments, including senior stakeholders, to identify, analyze, investigate, and resolve surveillance-related issues
You will prepare materials for engagement with global regulators (FRB, SEC, FCA, BaFin, etc.) and senior management on topics related to trade and communications surveillance
You will participate in strategic initiatives and ad-hoc surveillance projects, stay ahead of industry practices, and provide guidance to junior staff on regulatory risk and policy violations during investigations
Qualification
Required
Advanced work experience in regulatory, audit, compliance, risk, surveillance, or equivalent
Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, equity/credit derivatives)
Minimum of a College degree (prefer in Finance, Business or Accounting) or equivalent work experience
Excellent verbal communication and written skills
A proactive approach to tasks and responsibilities
Ability to multi-task effectively and handle change well
Advanced MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation)
Team player with great attitude, interpersonal skills and strong work ethic
Benefits
Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
Educational resources, matching gift and volunteer programs
Company
Deutsche Bank
Deutsche Bank is an investment bank that offers financial products and services to corporate and institutional clients.
Founded in 1870
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$2.07BKey Investors
European Investment BankCapital GroupCerberus Capital Management
2025-06-11Post Ipo Debt· $570.76M
2024-11-14Post Ipo Debt· $1.5B
2020-10-13Post Ipo Equity
Leadership Team
T
Tom Patrick
CEO, Americas
Benjamin Bauer
VP Strategy & Innovation
Recent News
2026-02-04
2026-02-03
Company data provided by crunchbase