Compliance Manager/Advisory Program Officer – Regulation W (Consulting) jobs in United States
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SolomonEdwards · 3 hours ago

Compliance Manager/Advisory Program Officer – Regulation W (Consulting)

SolomonEdwards is a full-service professional services firm offering financial, operational, and technology consulting. They are seeking a Compliance Manager/Advisory Program Officer – Regulation W to support compliance advisory and oversight related to Regulation W affiliate transactions in a complex, multi-entity environment.

AccountingConsultingProfessional Services
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Growth Opportunities
Hiring Manager
Frances Burke, CSP
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Responsibilities

Serve as Regulation W subject matter expert on affiliate transactions
Review transactions to ensure compliance with Reg W requirements
Confirm intercompany agreements align with regulatory expectations
Provide guidance on new/modified affiliate transaction structures
Support Reg W reporting, including preparation and review of FR Y-8
Collaborate with Legal, Risk, Finance, and Business stakeholders
Support audits, compliance testing, and regulatory examinations

Qualification

Regulation W expertiseBanking compliance experienceFR Y-8 reportingAnalytical skillsRisk assessment skillsCompliance documentationCommunication skillsIndependent work

Required

Bachelor's degree in Business, Finance, or related field
8+ years in banking compliance with Regulation W expertise
Experience at a Top 20 U.S. bank or Large Financial Institution (LFI)
Proven track record advising on affiliate transactions
Familiarity with complex multi-entity banking organizations
Experience with FR Y-8 regulatory reporting
Deep understanding of Regulation W and affiliated transactions
Strong analytical and risk assessment skills
Excellent verbal and written communication abilities
Ability to work independently in a fast-paced, regulated environment
Proficiency with compliance documentation and regulatory interpretation

Benefits

Health insurance
Sick leave
401(k)

Company

SolomonEdwards

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SolomonEdwards is a business consulting firm that offers financial, operational, and technology consulting services and operations support.

Funding

Current Stage
Late Stage
Total Funding
$3.2M
2005-01-20Series Unknown· $3.2M

Leadership Team

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John Gulnac
Chief Executive Officer
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Company data provided by crunchbase