Compliance Analyst jobs in United States
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Foundation Finance Company Careers · 3 hours ago

Compliance Analyst

Foundation Finance Company is a fast-growing consumer finance company working with home improvement contractors across the U.S. The Compliance Analyst is responsible for processing, analyzing, and routing compliance-related information to enable the effective operation of the Compliance department, collaborating with Compliance and Legal teams to ensure adherence to regulations.

Financial Services

Responsibilities

Monitor department email inboxes and other information channels, and route and respond to communications/inquires as appropriate
In collaboration with Counsel, gather information for complaint responses, audits, and regulatory examinations as required
Assist Counsel with tracking and monitoring legal matters, including consumer bankruptcies, foreclosures, subpoenas, and litigation
Perform research on relevant compliance requirements, including updates to applicable laws and regulations
Contribute to testing, issue management, and remediation activities, as necessary
Facilitate and maintain data integrity within Compliance department information systems, including its Governance, Risk, and Compliance (GRC) platform
Review procedures, reports, and other information to support risk assessments, root cause analyses, and other continuous improvement activities
Other duties and responsibilities as assigned by management

Qualification

Compliance analysisLegal document interpretationMicrosoft OfficeResearch skillsCommunication skillsProblem-solvingAttention to detail

Required

Bachelor's degree or equivalent and two years related experience
Ability to read, analyze, and interpret common scientific and technical journals, financial reports, and legal documents
Ability to effectively present information to top management, public groups, and/or boards of directors
Ability to solve practical problems and deal with a variety of concrete variables in situations where only limited standardization exists
Ability to interpret a variety of instructions furnished in written, oral, diagram, or schedule form
To perform this job successfully, an individual should have knowledge of Microsoft Office (Word, Excel, PowerPoint, Outlook, and Internet Explorer)

Benefits

Day-one Health Benefits (medical, dental, vision, and flexible spending options like HSA or FSA accounts).
401(k) with company match enrollment on day-one.
Paid, Sick and Volunteer Time Off
Paid Parental Leave Options
Employer Paid Life and Disability
Wellbeing on Demand Program
Flexible Work Environment with a casual dress code

Company

Foundation Finance Company Careers

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At Foundation Finance Company (FFC), we help home improvement dealers across the U.S. grow their businesses through fast, flexible financing solutions.

Funding

Current Stage
Growth Stage
Company data provided by crunchbase