Career Group · 3 hours ago
Compliance Analyst
LA Metro Area
Full-time
Onsite
Entry, Mid Level
$80K/yr - $100K/yr
1+ years expCareer Group is a financial services firm seeking a Compliance Analyst to join their team. The role involves working closely with the Chief Compliance Officer to ensure regulatory compliance and maintain a strong compliance framework, while also providing support on diverse compliance and legal matters within a global investment platform.
ConsultingHuman ResourcesRecruiting
Responsibilities
Conduct due diligence and sanctions screenings as part of AML/KYC processes
Review marketing and investor communications for regulatory accuracy
Develop and deliver compliance training across the firm
Monitor employee trading and activity to ensure adherence to firm policies
Provide compliance support to portfolio companies
Prepare and support regulatory filings with U.S. and international authorities
Refine and update the firm’s compliance manual and code of ethics
Collaborate with outside counsel on transaction and agreement tracking
Assist with audits and regulatory examinations
Draft resolutions and maintain governance records, including director and officer appointments
Qualification
Required
Bachelor's degree with strong academic credentials
1–5 years' experience in private equity, investment management, banking, broker-dealer, or related financial services
Ability to manage multiple priorities in a fast-paced environment
Excellent communication, organizational, and analytical skills
Proficiency in Microsoft Office
Preferred
Familiarity with compliance tools
Company
Career Group
Career Group is a staffing and recruiting company that provides full-time and temporary placement services.
Founded in 1981Los Angeles, California, USA
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
Ashley Horn
Executive Assistant to Chief Executive Officer & Chief Medical Officer
Zelda Ordulu
Director of Recruitment & Client Partnerships
Recent News
2025-07-04
Company data provided by crunchbase