Interactive Brokers · 10 hours ago
Analyst - Quality Assurance Financial Crime Compliance
Chicago, IL
Full-time
Hybrid
Entry Level
$75K/yr - $110K/yr
2+ years expInteractive Brokers is a global financial services company headquartered in Greenwich, CT, USA, known for its cutting-edge technology and client commitment. They are seeking a full-time Analyst - Quality Assurance (QA) Financial Crime Compliance to conduct risk-based quality assurance reviews and ensure compliance with various financial regulations.
E-CommerceFinanceFinancial Services
Responsibilities
Conduct risk -based quality assurance reviews across multiple Financial Crime Compliance Functions, including but not limited to:
Trade Surveillance
Financial Investigative Unit (AML)
Sanctions
Fraud
Enhance Due Diligence
Regulatory Correspondence
Review account activity globally, including trading behavior, deposits and withdrawals, sanctions exposure, fraud indicators, enhance due diligence on high-risk clients and public domain activity to assess adherence to internal policies, procedures and regulatory obligations
Perform QA testing across multiple global entities and jurisdictions, ensuring consistent application of standards while account for local regulatory requirements
Support a cross-functional, cross-trained QA model, rotating across Financial Crime Compliance processes and adapting to evolving risk priorities
Advise management by collecting, analyzing and summarizing QA results, data, and emerging risk trends across regions and compliance disciplines
Perform quality assurance reviews of regulatory filings, investigations, alerts and escalations
Identify thematic issues, control gaps, and opportunities for process optimizations and continuous improvement across global Financial Crime Compliance programs
Review trading and transactional data for suspicious activity. Market abuse, fraud typologies and unusual patterns
Partner with stakeholders across Compliance, Risk, Operations and Technology to support remediation efforts and strengthen global control frameworks
Qualification
Required
2+ years' work experience in one or more Financial Crime Compliance areas (e.g., Sanctions, Trade Surveillance, Fraud, Regulatory Correspondence, Enhance Due Diligence, AML, FIU or Transaction Monitoring)
Demonstrate ability and willingness to be cross trained across multiple Financial Crime Compliance processes
High comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
Excellent oral and written communication skills
Detail-oriented with outstanding organizational and project management skills
Ability to work both independently as well as in a small-team environment and to multi-task with minimal supervision
Self-motivated and able to handle tasks with minimal supervision
Superb analytical and problem-solving skills
Excellent collaboration and communication (Verbal and written) skills
Outstanding organizational and time management skills
Preferred
Experience supporting or reviewing activity across multiple global jurisdiction and legal entities preferred
ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus
Capital Markets
Benefits
Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and wellness benefits, including medical, dental, and vision benefits. Company paid medical healthcare premium.
Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company lunch allowance provided and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with multi-monitor setups
Company
Interactive Brokers
Rated #1 Active Traders and #1 International Trading in 2025 by StockBrokers.com.
Founded in 1977Greenwich, Connecticut, USA
1001-5000 employees
H1B Sponsorship
Interactive Brokers has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (24)
2023 (12)
2022 (21)
2021 (10)
2020 (12)
Funding
Current Stage
Public CompanyTotal Funding
unknown2009-06-01Post Ipo Equity
2008-01-01Post Ipo Equity
2007-05-04IPO
Leadership Team
James Menicucci
Chief Financial Officer
Andrew Claflin
Marketing Partnerships
Recent News
2026-01-22
2026-01-21
2026-01-20
Company data provided by crunchbase