Regions Bank · 9 hours ago
Corporate Compliance Analyst
Charlotte, NC
Full-time
Onsite
Mid, Senior Level
$81K/yr - $118K/yr
6+ years expRegions Bank is focused on creating a strong compliance culture and is seeking a Corporate Compliance Analyst to ensure adherence to laws and regulations. The role involves maintaining compliance knowledge, establishing partnerships, conducting research, and administering compliance programs.
BankingInsurance
Responsibilities
Maintains a proficient knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business
Establishes line of business partnerships and serving as a subject matter expert to the business groups on issues related to compliance
Conducts research of laws and regulations that impact compliance to include monitoring for new laws and regulations or changes to existing laws and regulations and providing communication to appropriate lines of business which will be impacted by these changes
Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
Gathers information requested by regulatory agencies
Focuses on the resolution of complex problems or transactions, where expertise is required to interpret against policies, guidelines, or processes
May supervise day-to-day work of other professional level compliance associates
Offers advice and guidance to junior associates for sake of continuous improvement
Qualification
Required
Bachelor's degree and six (6) years of experience in compliance, quality assurance/control, audit, or other related compliance function specific to a line of business
Or High School Diploma or GED and ten (10) years of experience in compliance, quality assurance/control, audit, or other related compliance function specific to a line of business
Knowledge of legal and regulatory environment as it relates to compliance in a specific line of business
Preferred
Certified Regulatory Compliance Manager (CRCM)
Experience with Governance, Risk Management and Compliance (GRC) tools
Banking or risk related certifications obtained or in progress (e.g., Certified Fraud Examiner (CFE), Certified Public Accountant (CPA), Certified Enterprise Risk Manager (CERM), NACHA accreditation)
Ability to articulate risks in a coherent way that prompts remedial action
Ability to ask intelligent questions to gain understanding and provide effective challenge
Ability to solve problems and implement effective solutions
Ability to take initiative, be self-directed, and independently ask for work when needed
Benefits
Paid Vacation/Sick Time
401K with Company Match
Medical, Dental and Vision Benefits
Disability Benefits
Health Savings Account
Flexible Spending Account
Life Insurance
Parental Leave
Employee Assistance Program
Associate Volunteer Program
Company
Regions Bank
Regions Financial Corporation is a member of the S&P 500 Index and is one of the nation’s largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services.
10001+ employees
Funding
Current Stage
Late StageTotal Funding
unknown2018-04-06Acquired
Leadership Team
Brian Happel
Executive Vice President and Fort Worth Market CEO
Daniel Hobbs
Executive Vice President, Head of Corporate Finance and Business Lines CFO
Recent News
2024-04-30
Business Journals
2024-04-28
Company data provided by crunchbase