LPL Financial · 8 hours ago
Associate Analyst, Alternative Investments
Fort Mill/Charlotte
Full-time
Onsite
Entry Level
$24.70/hr - $41.16/hr
2+ years expLPL Financial is among the fastest growing wealth management firms in the U.S., empowering professionals to shape their success. The Associate Analyst will manage daily processing tasks, analyze reports, and support project execution within the Alternative Investment Operations team.
FinanceFinancial Services
Responsibilities
Manage daily processing and service-oriented tasks
Reconcile and analyze reports. Responsible for daily quality control, managing error rates, exception review processing and daily reporting
Analytical skills to reconcile suspense accounts and validate transactions to ensure compliance with corporate and regulatory policies and procedures
Effectively and confidently communicate with other internal departments as well as parties external 3rd including, but not limited to; contra brokers, transfer agents, issuers, vendors and partners
Research and process service requests that are created by service teams
Support and contribute toward the successful execution of projects and initiatives that support LPL’s priorities. Participate in UAT
Leverage technology to automate manual work and simplify processes where feasible to create a highly scalable, flexible, and efficient infrastructure
Contribute feedback for risk-based mitigation approaches that may yield changes to functions, and departmental requirements
Understand and Interpret rule modifications in an ever-changing regulatory environment, and understand the business needs of LPL, our advisors, and other departments
Developing quality service standards and processes to create a consistent service experience
Handle escalations by both the Service Center and Advisors
Other assignments as required by Management
Qualification
Required
2+ years of industry experience (preferably alternative investments) in operations
Personable and reliable self-starter who requires minimal management oversight for day-to-day work responsibilities
Ability to work with and communicate effectively to various levels of management throughout the organization
A positive and curious attitude with a willingness to take on difficult and complex situations and see them through to resolution
Strong attention to detail with a pro-active approach to solving and preventing problems
Ability to work under pressure and manage multiple priorities with conflicting deadlines and urgency
Strong time management and organizational skills
Preferred
Alternative investments experience
Street side operations: settlements, transfers, Purchases and Sales experience
Microsoft applications, particularly Outlook, Excel, (VBA), Word, and Access
Bachelor's degree; preferably in business, accounting, or finance
SIE or Series 7 preferred
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
And more
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Interim CEO
Sid Vyas
Chief Technology Officer/EVP
Recent News
2026-01-23
2026-01-23
Company data provided by crunchbase