HUB International · 10 hours ago
Sr Director, Regulatory Compliance
United States
Full-time
Remote
Senior Level, Lead/Staff
$170K/yr - $190K/yr
10+ years expHUB International is a leading global insurance brokerage, and they are seeking a Sr. Director of Regulatory Compliance for their digital insurance platform, VIU by HUB. This role is crucial for ensuring compliance with regulatory standards, particularly the Gramm-Leach-Bliley Act (GLBA) and SOC2 certifications, while collaborating with internal and external stakeholders to manage compliance-related concerns.
Financial ServicesInsuranceInsurTechRisk Management
Responsibilities
Conduct thorough assessments of the current state of GLBA compliance across VIU by HUB
Identify gaps and areas for improvement, particularly as they relate to managing banking clients and partnerships
Collaborate with internal teams to develop and implement corrective action plans, ensuring alignment with banking regulations and enterprise standards
Lead the ongoing maintenance and maturity of SOC2 compliance efforts for VIU by HUB
Ensure adherence to audit requirements and support annual certification renewals
Proactively identify opportunities for process improvement and greater operational efficiency
Partner with enterprise security and compliance teams to ensure robust TPRM practices are in place
Evaluate new and existing vendors to confirm compliance with VIU by HUB’s standards and regulatory requirements
Implement due diligence processes to mitigate risks associated with third-party relationships
Serve as the primary compliance liaison for VIU by HUB’s strategic partnerships, with a focus on banking and mature strategic partnership needs
Coordinate with the enterprise security/compliance teams to submit and review compliance questionnaires for current and emerging partnerships, ensuring timely and accurate responses
Collaborate with enterprise compliance teams to address new and evolving compliance challenges related to the platform and strategic partnership needs
Work extensively with HUB International’s enterprise compliance and security teams to align on the in-place governance frameworks, policies, and processes
Act as a trusted advisor to internal teams, ensuring compliance requirements are understood and integrated into daily operations
Provide regular updates and reports to leadership on the status of compliance initiatives and projects
Qualification
Required
Bachelor's degree in Business, Information Security, or a related field or equivalent work experience
Minimum of 8 years of experience in compliance, risk management, or information security, preferably within financial or insurance sectors
Professional certifications such as CISA, CISM, or CRISC are a plus
Strong understanding of GLBA, SOC2, and third-party risk management frameworks
Demonstrated ability to conduct compliance assessments and implement corrective action plans
Exceptional communication and collaboration skills, with a proven ability to work across teams and manage multiple stakeholders
Detail-oriented and organized, capable of managing multiple priorities and meeting deadlines
Direct experience working with banking clients or in a banking compliance role
Familiarity with insurance industry regulations and standards
Experience supporting compliance programs in organizations with strategic partnerships
10-15 years of relevant experience
Up to 25% travel required
Benefits
Health, dental, vision, life, and disability insurance
FSA
HSA
401(k) accounts
Paid-time-off benefits
Company
HUB International
HUB International is an insurance brokerage company that offers employee benefits, business, and personal insurance products and services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$8.5BKey Investors
Leonard Green & PartnersAltas Partners
2025-05-12Private Equity· $1.6B
2023-09-15Private Equity
2023-06-22Debt Financing· $6.9B
Leadership Team
Marc Cohen
Chairman of the Board and CEO
Joseph C. Hyde
Chief Financial Officer
Recent News
Calgary Herald
2026-01-11
Company data provided by crunchbase