Legal & Compliance Intern jobs in United States
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Wealthspire · 4 hours ago

Legal & Compliance Intern

Wealthspire is a company that provides tailored investment consulting services. They are seeking a Legal & Compliance Intern for their 10-week Summer Intern Program to support the Legal & Compliance team with day-to-day responsibilities and various projects, enhancing the intern's industry knowledge.

Financial Services

Responsibilities

Investment adviser regulatory compliance support
Assist the Compliance Officer with administering the Firm’s Code of Ethics in support of the firm’s fiduciary duty of care and loyalty
Assist with firm risk mitigation, including the revision of Firm policies and procedures
Support the Compliance Officer in conducting compliance testing of the firm’s policies and procedures
Perform other compliance and legal duties as required by Compliance Officer and Chief Compliance Officer/Associate General Counsel

Qualification

Regulatory ComplianceMicrosoft OfficeDetail-orientedOrganizational SkillsTime ManagementWritten CommunicationVerbal CommunicationTeamwork

Required

2L Class, 2L Eve/PT, 3L Class, 3L Eve/PT, L.L.M. Student
Strong interest in regulatory Compliance in the financial services industry
Detail-oriented with a high level of accuracy, organizational skills, and time management
Knowledge and experience with Microsoft Office products such as Word, PowerPoint and Excel
Ability to achieve objectives within project timeline
Excellent written and verbal communication skills
Ability to work independently as well as with others in an energetic small team environment

Benefits

Performance-based incentives

Company

Wealthspire

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Wealthspire is a leading wealth management, retirement advisory, and business management firm serving individuals, families, endowments, and institutions across the United States, Canada, and the United Kingdom.

Funding

Current Stage
Late Stage
Total Funding
unknown
2025-09-03Acquired

Leadership Team

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Michael LaMena
Chief Executive Officer
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Brett Schneider
Executive Vice President and Chief Financial Officer at Wealthspire
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Company data provided by crunchbase