Director (MS), Regulatory Filings jobs in United States
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ACA Group · 13 hours ago

Director (MS), Regulatory Filings

positionPittsburgh, PA
timeFull-time
remoteOnsite
senioritySenior Level, Lead/Staff
date8+ years exp

ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. The Service Line Director is responsible for the end-to-end performance of the Regulatory Filings service line, ensuring operational excellence, client delivery performance, and continuous improvement.

ConsultingCyber SecurityFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Lead the service line to achieve operational targets including utilization, turnaround times, quality, and margin goals
Develop and mentor supervisors and team members; ensure continuous feedback and training programs are in place
Enforce process standards and compliance; identify opportunities for efficiency and partner with Strategy & Ops to implement improvements
Monitor client delivery performance; resolve escalations promptly and maintain high client satisfaction
Collaborate with Staffing and Regional leads to forecast resource needs, balance workloads, and plan headcount effectively
Drive initiatives that improve service delivery and align with organizational goals for scalability and client experience

Qualification

Regulatory filing executionRegulatory operations experienceProcess compliance improvementResource planningClient delivery managementAnalytical mindsetLeadership skillsCommunication skills

Required

Bachelor's degree in Business, Operations, or related field required; advanced degree preferred
Minimum 8+ years in regulatory operations, compliance services, or adjacent professional services
REQUIRED: Demonstrated direct, hands-on experience with regulatory filing execution in a client delivery setting. Demonstrated ability to interpret regulatory requirements and translate them into clear, executable operational processes. Prior involvement in audits, exams, or regulatory review related to filings
Proven track record of managing teams, driving operational excellence, and improving processes
Experience in resource planning and client delivery management in a complex environment

Preferred

STRONGLY PREFERRED: Ownership of high-volume, recurring regulatory filings across multiple regulatory bodies
Hands-on experience with regulatory filing platforms, portals, or RegTech tools
Experience scaling filing operations while maintaining accuracy and timeliness
Client-facing accountability for filing outcomes, including communication of delays, defects or regulatory updates

Benefits

Medical and dental coverage
401(k) plans
Paid time off options
Flexible work environment
Designated ACA Paid Holidays
Summer Fridays
Personal/Family Care
Student Debt Forgiveness
Pet Insurance

Company

ACA Group

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ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.
dateFounded in 2002
location
Newyork, Argyll and Bute, GBR
people-size1001-5000 employees
web-link
https://acacompliancegroup.com/

H1B Sponsorship

ACA Group has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1)

Funding

Current Stage
Late Stage

Leadership Team

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Patrick Olson
Chief Executive Officer
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Michael Borts, CISM, CDPSE
Chief Technology Officer
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