Capital One · 8 hours ago
Senior Associate, Compliance Transaction Tester
Richmond, VA
Full-time
Onsite
Mid, Senior Level
$96K/yr - $110K/yr
3+ years expCapital One is seeking an experienced Senior Associate for their US Card Compliance team. The successful candidate will execute risk-based compliance transaction testing to validate adherence to applicable laws and regulations, requiring strong analytical skills and attention to detail.
Financial Services
No H1B
Responsibilities
Execute targeted, moderately complex transaction testing for line of business compliance requirements
Manage to testing schedules to ensure all tasks and reporting are completed within established timeframes
Demonstrate an understanding of testing methodology, business processes, control frameworks, and related regulatory and compliance standards
Obtain and analyze data from multiple sources, support and initiate efforts to improve data sourcing, and help drive innovative ways to approach testing
Explore and quickly grasp new technologies and analysis tools
Assist with determining test design and scope and identifying high risk areas to target
Establish and maintain strong relationships with Business Areas and Compliance Advisors
Assist in communicating results to Business Areas, Compliance Advisors, and Compliance Officers
Maintain strong time management, organizational, and prioritization skills; ability to complete multiple concurrent tasks within close deadlines with a high degree of accuracy and detail
Succinctly and clearly communicate complex fact patterns to others
Demonstrate strong problem-solving and conceptual skills
Demonstrate strong written and verbal communication skills
Exercise professional skepticism and judgment
Qualification
Required
High School Diploma, GED or equivalent certification
At least 2 years of experience in audit, compliance, risk management, control, or transaction reviews
At least 2 years of Microsoft Office or Google Suite experience
At least 1 year of experience supporting, partnering and interacting with internal business clients
Execute targeted, moderately complex transaction testing for line of business compliance requirements
Manage to testing schedules to ensure all tasks and reporting are completed within established timeframes
Demonstrate an understanding of testing methodology, business processes, control frameworks, and related regulatory and compliance standards
Obtain and analyze data from multiple sources, support and initiate efforts to improve data sourcing, and help drive innovative ways to approach testing
Explore and quickly grasp new technologies and analysis tools
Assist with determining test design and scope and identifying high risk areas to target
Establish and maintain strong relationships with Business Areas and Compliance Advisors
Assist in communicating results to Business Areas, Compliance Advisors, and Compliance Officers
Maintain strong time management, organizational, and prioritization skills; ability to complete multiple concurrent tasks within close deadlines with a high degree of accuracy and detail
Succinctly and clearly communicate complex fact patterns to others
Demonstrate strong problem-solving and conceptual skills
Demonstrate strong written and verbal communication skills
Exercise professional skepticism and judgment
Preferred
Bachelor's Degree
3+ years of financial services consumer compliance monitoring, auditing, risk management or compliance experience
2+ years of experience analyzing data from various sources and making recommendations based on data
1+ years Scripting experience in Python or SQL
Certified Regulatory Compliance Manager (CRCM) accreditation
Experience working with credit card rewards programs - understanding of reward structures, compliance requirements and industry best practices for card-based incentives
Experience implementing technology testing solutions (Robotics Processing Automation, Optical Character Recognition, Natural Language Processing)
Working knowledge of basic statistics
Basic understanding of data schemas or cloud data structure and experience engaging with data analytics teams to help drive innovative testing approaches
Working knowledge of Excel for Analysts, SQL, and cloud data
Experience creating test scripts using SQL, Python to test full populations for key attributes
Benefits
Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Company
Capital One
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$5.45BKey Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M
Leadership Team
Daniel Arellano
Senior Vice President, Business Cards and Payments
Justin Burch
Senior Vice President
Recent News
2026-01-25
2026-01-25
2026-01-25
Company data provided by crunchbase