Northwestern Mutual · 1 day ago
Marketing Material Compliance Sr. Specialist
Milwaukee, WI Corporate
Full-time
Hybrid
Mid, Senior Level
$66K/yr - $141K/yr
4+ years expNorthwestern Mutual is a company that focuses on putting clients' interests at the center of all they do. They are seeking a Marketing Material Compliance Sr. Specialist to provide advertising compliance expertise and collaborate with business partners on compliance education and project consultation.
AdviceConsultingEmployee BenefitsFinanceFinancial ServicesInsuranceLife InsuranceWealth Management
Responsibilities
Conduct a comprehensive review of marketing, advertising, sales training, and recruiting materials across a variety of mediums for compliance with applicable regulations, company policies and best practices
Lead division priorities and projects
Provide subject matter expertise for home office and field business partners on advertising compliance questions
Own and drive consultative, educational relationships with business partners
Qualification
Required
Bachelor's Degree Preferred or equivalent combination of education and experience
FINRA series 7 and 24 required or can be obtained within 6 months
Minimum of 4 years of relevant experience
Working knowledge of technology tools and applications
Knowledge of insurance and investment products and operations
Convey emotional intelligence and strong interpersonal skills to build constructive relationships
Ability to solve complex problems; takes a new perspective on existing solutions; exercises judgment based on the analysis of multiple sources of information
Ability to explain difficult or sensitive information; works to build consensus
Attention to Detail: Focuses on specific details to spot and correct errors in advance of them being found and surpass quality expectations
Cross Functional Partnering & Planning: Facilitates collaboration, communication, coordination, and planning with individuals and teams from different functions within the organization
Policy & Procedure: Analyzes current policies and procedures, identifies gaps or areas for improvement, and develops and implements new policies and procedures to address those gaps
Project Management: Delivers projects in alignment to business requirements, specific success criteria, and stakeholder expectations
Risk Assessment & Identification: Leverages industry knowledge to determine and seek hazards that could potentially prevent the program, enterprise, or investment from achieving their objectives
Preferred
Experience in financial services industry preferred
Communications, customer service, or related business/professional experience preferred
Company
Northwestern Mutual
Northwestern Mutual delivers financial security to millions with life, disability income and long-term care insurance, and investments.
5001-10000 employees
Funding
Current Stage
Late StageLeadership Team
Timothy Gerend
Chairman, President and CEO
Phil Odella
COO/CFO
Recent News
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