SMBC Group · 5 hours ago
Compliance Analytics Associate
Jersey City, NJ
Full-time
Hybrid
New Grad, Entry Level
$97K/yr - $156K/yrSMBC Group is a top-tier global financial group offering a diverse range of financial services. The Compliance Analytics Associate role involves supporting business planning and operations by delivering insights from corporate data sources, developing reports, and ensuring data integrity for market and communication surveillance practices.
AdviceBankingFinancial Services
Responsibilities
Manage end to end to model lifecycle including development, testing and performance monitoring of models in support of market and communication surveillance practices
Support Model Validation process by undertaking preparation of Model development document to note model performance, limitations, overlays et al
Perform data analysis following appropriate experimental design in support of BAU and ad-hoc business requirements. Drive, escalate and present analysis to ensure issues are addressed and closed
Create and maintain technical & procedural documents for model development and management, code repository, Data Flows, computation architecture and controls
Develop and maintain cloud native infrastructure in support of computational solutions built to support CPAD objectives
Promote knowledge sharing and promulgation of best practices across Compliance
Qualification
Required
Knowledge of statistical concepts including experiment design, sampling methods and probability distributions
Proficiency with at least one programming language (Python, SQL etc) and version control tools(Git)
Understanding of various Machine Learning & Natural Language processing algorithms, model selection criteria and Supervised/ Unsupervised learning techniques
Knowledge of Azure Cloud with the following tools ADF, Databricks
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
Excellent oral communication and writing skills in interacting with non-executives and executive management and across business lines and control functions
Meticulous attention to detail and demonstrated ability to produce high quality, accurate work consistently
Benefits
Annual discretionary incentive award
Competitive portfolio of benefits
Company
SMBC Group
SMBC Group is a top-tier global financial group.
Founded in 1590
10001+ employees
H1B Sponsorship
SMBC Group has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (160)
2024 (87)
2023 (73)
2022 (44)
2021 (29)
2020 (26)
Funding
Current Stage
Late StageLeadership Team
Hirofumi Otsuka
Senior Managing Executive Officer & CEO of Americas Division
Juan Kreutz
Head of Structured Finance Solutions and Deputy Head of the Americas
Recent News
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