The Depository Trust & Clearing Corporation (DTCC) · 5 hours ago
Senior Auditor
Jersey City, NJ
Full-time
Hybrid
Senior Level
6+ years expThe Depository Trust & Clearing Corporation (DTCC) is a leader in the financial markets, committed to employee growth and innovation. The Senior Auditor will focus on executing audit planning, fieldwork, and reporting, while managing relationships with auditees and ensuring effective completion of audits.
FinanceFinancial ExchangesFinancial ServicesInformation Technology
Responsibilities
Identifies meaningful issues in which controls are not properly designed or are not operating effectively
Assesses the risk and control environment for processes within coverage areas
Validates the completion of agreed action plans under the guidance of a supervisor
Understands the financial services industry and risk and control environment for coverage areas and identifies new risks
Works closely with auditees to verify timely progress and completion of agreed action plans
Assists Audit Manager or Senior Audit Manager with the execution of audit planning, fieldwork, and reporting
Completes risk-focused fieldwork on time and within the allocated budget, notifying the auditor in charge promptly of issues that arise or when budgets or timelines are at risk
Writes and speaks clearly and concisely and can demonstrate detailed knowledge of that area being audited
Understands and performs root cause analysis for issues; possesses and demonstrates a strong understanding of audit techniques
Demonstrates a strong knowledge of our policies & procedures, particularly work paper documentation standards
Independently prepares work papers that fully comply with IAD policies and procedures
Participates in continuous improvement initiatives
Aligns risk and control processes into day-to-day responsibilities to monitor and mitigate risk; escalates appropriately
Qualification
Required
Minimum of 6 years of related experience
Bachelor's degree preferred or equivalent experience
Preferred
Previous internal or external audit experience is helpful, but not required
Strong analytical and problem-solving skills
Strong commitment to teamwork and collaboration
Strong written and oral communication skills
Certifications related to the candidate's coverage responsibilities are beneficial, but not required, such as Certified Internal Auditor (CIA), CPA, CFA, Financial Risk Manager (FRM), and Certified Information Systems Auditor (CISA)
Benefits
Competitive compensation, including base pay and annual incentive
Comprehensive health and life insurance and well-being benefits, based on location
Pension / Retirement benefits
Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
Company
The Depository Trust & Clearing Corporation (DTCC)
With over 50 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry.
5001-10000 employees
H1B Sponsorship
The Depository Trust & Clearing Corporation (DTCC) has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (119)
2024 (59)
2023 (74)
2022 (84)
2021 (36)
2020 (77)
Funding
Current Stage
Late StageLeadership Team
Frank La Salla
President, CEO and Director of DTCC
E
Edward Cortes
Executive Director
Recent News
2026-01-16
2026-01-09
Company data provided by crunchbase