Marketing Material Compliance Sr. Specialist jobs in United States
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Northwestern Mutual · 4 hours ago

Marketing Material Compliance Sr. Specialist

Northwestern Mutual is seeking a Marketing Material Compliance Sr. Specialist who will provide advertising compliance expertise to business partners. The role involves reviewing marketing, sales training, and recruiting materials for compliance with regulations and collaborating with partners to enhance strategic objectives.

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Responsibilities

Conduct a comprehensive review of marketing, advertising, sales training, and recruiting materials across a variety of mediums for compliance with applicable regulations, company policies and best practices
Lead division priorities and projects
Provide subject matter expertise for home office and field business partners on advertising compliance questions
Own and drive consultative, educational relationships with business partners

Qualification

FINRA Series 7FINRA Series 24Risk AssessmentProject ManagementInsurance KnowledgeInvestment Products KnowledgeCross Functional PartneringPolicy & ProcedureContinuous ImprovementCompliance MetricsMonitoring & ReportingAttention to DetailStrategic ThinkingDecision Making

Required

Bachelor's Degree Preferred or equivalent combination of education and experience
FINRA series 7 and 24 required or can be obtained within 6 months
Minimum of 4 years of relevant experience
Working knowledge of technology tools and applications
Knowledge of insurance and investment products and operations
Convey emotional intelligence and strong interpersonal skills to build constructive relationships
Ability to solve complex problems; takes a new perspective on existing solutions; exercises judgment based on the analysis of multiple sources of information
Ability to explain difficult or sensitive information; works to build consensus
Candidates must successfully complete and pass any required testing

Preferred

Experience in financial services industry preferred
Communications, customer service, or related business/professional experience preferred

Benefits

Flexible work schedules
Concierge service
Comprehensive benefits
Employee resource groups

Company

Northwestern Mutual

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Northwestern Mutual delivers financial security to millions with life, disability income and long-term care insurance, and investments.

Funding

Current Stage
Late Stage

Leadership Team

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Timothy Gerend
Chairman, President and CEO
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Phil Odella
COO/CFO
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Company data provided by crunchbase