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Madison-Davis, LLC · 10 hours ago

Compliance Officer

New York, NY

Full-time

Onsite

Mid Level

$100K/yr - $175K/yr

Madison-Davis, LLC is a leading financial firm and market maker providing liquidity across global markets. They are seeking a Compliance Officer to work within the Legal and Compliance team, focusing on AML compliance and policy implementation in a dynamic trading environment.

Human ResourcesInformation TechnologyStaffing Agency

Growth Opportunities

H1B Sponsor Likely

Responsibilities

Develop and implement compliance policies and procedures across multiple business units

Collaborate with the global legal and compliance team on cross-border initiatives, with a focus on AML monitoring and reporting

Lead compliance innovation efforts to enhance automation, streamline processes, and leverage trend analysis

Partner with trading, technology, and other stakeholders to escalate and remediate issues identified during compliance reviews

Qualification

AML complianceCompliance monitoringPolicy implementationProcess automationCollaboration skills

Required

Hands-on exposure to AML, policy implementation, and compliance monitoring

Experience working closely with trading, technology, and onboarding teams

Ability to implement and enforce policies and procedures

Experience providing compliance advice and investigating issues

Skills in driving remediation and enhancing processes through automation and trend analysis

Collaboration experience with global legal and compliance teams on cross-functional initiatives

Ability to develop and implement compliance policies and procedures across multiple business units

Experience in leading compliance innovation efforts to enhance automation and streamline processes

Ability to partner with trading, technology, and other stakeholders to escalate and remediate issues identified during compliance reviews

Company

Madison-Davis, LLC

Madison-Davis is a staffing and recruiting company offering financial services.

Founded in 1982

Tarrytown, New York, USA

51-200 employees

http://tmdg.com

H1B Sponsorship

Madison-Davis, LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (22)

2024 (15)

2023 (8)

2022 (3)

2021 (1)

Funding

Current Stage

Growth Stage

Leadership Team

Ian Stewart

Founder and Advisor

Company data provided by crunchbase