Redwood Credit Union · 17 hours ago
Senior Compliance Analyst (Mortgage Lending)
Napa, CA
Full-time
Onsite
Senior LevelRedwood Credit Union is seeking a Senior Compliance Analyst with a high level of Mortgage Lending experience. The role involves proactively identifying and evaluating risks and controls, completing regulatory compliance analysis, and working with management to develop action plans for risk mitigation.
Finance
Hiring Manager
Dana Jensen, PHR, SHRM-CP
Responsibilities
Review and analyze regulatory and legal changes affecting financial institutions to determine applicability and impact to RCU
Research regulatory/legal questions for other departments as assigned
Present analysis and findings to RCU management
Independently work with RCU departments to implement legal requirements and to ensure changes to products, services, and processes comply with applicable legal requirements
Create and manage compliance programs and training programs
Oversee activities of Compliance Analyst(s) as assigned by Compliance Manager
Prepare revisions to Credit Union disclosures
Prepare written reports and analysis for Compliance management
Assist on projects, exams, audits, and other tasks as assigned
Provide excellent service to all Members and internal clients
Manage projects required to implement regulatory and legal changes, including setting project goals, coordinating efforts between multiple departments, and monitoring for effectiveness
Independently work with RCU departments to identify and mitigate risks to the line of business, including compliance, business continuity, and internal controls
Research and advise RCUSG Management on Credit Union Service Organization (CUSO) governance requirements
Review and analyze regulatory and legal changes affecting insurance agencies and vehicle broker/dealers to determine applicability and impact to RCU Services Group
Present analysis and findings to RCU and RCU Services Group Management
Independently work with RCU Services Group Management to implement legal requirements and to ensure changes to products, services, and processes comply with applicable legal requirements
Create and manage RCU Services Group compliance programs and training programs
Prepare revisions to RCU Services Group disclosures
Prepare written reports and analysis for RCU Services Group Management
Manage projects required to implement regulatory and legal changes, including setting project goals, coordinating efforts between multiple departments, and monitoring for effectiveness
Administer RCU Services Group licensing process to ensure all corporate and employee licenses are properly maintained
Administer annual RCU Services Group reporting
Establish goals and work plans for RCU Services Group compliance
Prepare compliance reports as needed for RCU Services Group Board
Collect and prepare information for both internal and external audits
Act as liaison with external compliance auditors
Document audit procedures performed or coordinated/supported
Maintain audit work papers and documentation
Develop and monitor remediation plans resulting from any deficiencies identified in audits
Administer compliance testing program and monitors result status
Complete status reports and maintain records of time usage
Support RCU governance activities
Attend training as designated by Compliance Manager
Qualification
Required
High level of Mortgage Lending experience
Experience with TRID, RESPA, HUMDA, etc
Ability to independently work with RCU departments to implement legal requirements
Experience in creating and managing compliance programs and training programs
Ability to prepare written reports and analysis for Compliance management
Experience in managing projects required to implement regulatory and legal changes
Ability to identify and mitigate risks to the line of business
Experience in preparing revisions to Credit Union disclosures
Ability to research and analyze regulatory and legal changes affecting financial institutions
Experience in providing guidance and leadership to other team members in Compliance
Ability to present analysis and findings to management
Experience in collecting and preparing information for audits
Ability to act as liaison with external compliance auditors
Experience in documenting audit procedures and maintaining audit work papers
Ability to develop and monitor remediation plans resulting from audit deficiencies
Experience in administering compliance testing programs
Ability to support governance activities
Company
Redwood Credit Union
Redwood Credit Union is a banking establishment that assists customers in achieving financial well being.
Founded in 1950
501-1000 employees
Funding
Current Stage
Late StageLeadership Team
Brian Kreitzer
VP Mortgage Lending
Jeff Street
Vice President of Product and Service Innovation
Recent News
Morningstar.com
2025-09-12
Company data provided by crunchbase