OKX · 5 hours ago
Head of Market Integrity and Surveillance, Internal Audit
New York, United States
Full-time
Onsite
Director/Executive
$200K/yr - $300K/yr
8+ years expOKX is a leading crypto exchange focused on reshaping the future of finance through blockchain technology. The Head of Market Integrity and Surveillance will manage internal audit activities for the Markets Compliance function, ensuring compliance with market integrity laws and safeguarding market transparency.
AppsBitcoinBlockchainCryptocurrencyFinanceFinancial ServicesFinTechInformation TechnologyInternetWeb3
Responsibilities
Act as a subject matter expert for Market Integrity and Surveillance, providing strategic insights and guidance
Develop and implement audit testing plans specifically designed for Market Integrity and Trading Compliance
Advise senior management on risks related to market manipulation, control gaps, and regulatory trends
Collaborate across compliance, risk, product, and data science to continuously improve data and reporting capabilities
Lead audits covering market conduct, trade surveillance, and best execution frameworks
Assess the effectiveness of surveillance systems designed to detect market abuse (e.g., insider trading, spoofing, layering, wash trading)
Leverage data sets and analytical skills to enhance audit activities, ensuring quantitative analysis is incorporated into decision-making
Validate the remediation of compliance issues to ensure continuous improvement of controls
Build strong relationships with Compliance, Risk Management, Legal, and external regulators
Participate in governance forums, presenting audit findings related to market integrity and financial crime risks
Ensure the audit approach aligns with core global regulatory requirements (e.g., SEC, CFTC, FINRA, MiFID II/MiFIR, MAR)
Foster a culture of collaboration and excellence within the global audit team
Prepare and deliver comprehensive audit reports to senior management and the Audit Committee
Qualification
Required
Strong experience (8+ years) in internal audit or compliance surveillance, including leadership roles at a leading global financial institution, fintech, or Big 4 firm
Experience in crypto, digital assets, or blockchain is a plus
Practical knowledge of market abuse surveillance systems and controls (e.g., insider trading, spoofing/layering detection)
Understanding of market structure across spot and derivatives markets, including order books, matching engines, and liquidity provision
Experience with best execution frameworks, trade reporting, and post-trade transparency obligations
Industry experience with core global regulatory requirements for trading & markets (SEC, CFTC, FINRA, OFAC, MiFID II)
Proficiency in using audit and data analysis tools (Workiva is a plus); familiarity with data analytics is highly desirable
Exceptional ability to articulate complex ideas to diverse audiences, including regulators and senior leadership
Proven ability to work in a global context
ACAMS
Bachelor's degree in Accounting, Finance, Business Administration, or related field
Law degree or equivalent preferred
Preferred
CPA, CIA, or similar credentials
Advanced certifications such as CFA or CISA
Benefits
L&D programs and Education subsidy for employees' growth and development
Various team building programs and company events
Wellness and meal allowances
Comprehensive healthcare schemes for employees and dependants
Company
OKX
OKX is the second largest global crypto exchange by trading volume and a leading Web3 ecosystem.
1001-5000 employees
Funding
Current Stage
Late StageTotal Funding
$10MKey Investors
Giant NetworkCeyuan Ventures
2017-12-15Series B
2014-03-16Series A· $10M
Leadership Team
Gracie Lin
Singapore CEO
Hong Fang
President
Recent News
Crowdfund Insider
2026-02-03
2026-01-22
2026-01-22
Company data provided by crunchbase